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Enforcement
India Reconstitutes and Expands Mandate of Banking Fraud Advisory Board
By Mark Johnston | 22/08/2025
The reconstituted Advisory Board for Banking and Financial Frauds will have to review all public sector bank frauds over INR 30 million before criminal probes can begin.
Trending
AUSTRAC Orders External AML Audit of Crypto Exchange Binance
By Editors | 22/08/2025
AUSTRAC cited serious concerns with Binance's AML controls, governance, and a lack of understanding of local Australian risks.
Enforcement
China: Ex-IPO Regulator Faces Prosecution After CNY 300m Cash Seizure
By Sanday Chongo Kabange | 21/08/2025
The former CSRC official was expelled from the Chinese Communist Party after being accused of making illicit gains from pre-IPO shares.
Enforcement
ASIC Details Crackdown on Super Funds, Macquarie and Greenwashing
By Sanday Chongo Kabange | 21/08/2025
In H1 2025, ASIC secured AUD 57.5 million in penalties, launched an inquiry into ASX, and took multiple actions against Macquarie and AustralianSuper.
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Enforcement
ASIC Expands Website Takedown Capability to Include Social Media Ads
By Sanday Chongo Kabange | 21/08/2025
ASIC is expanding its website takedown capability to include social media advertisements in response to evolving tactics employed by scammers.
Enforcement
FSS Korea to Commence Inspections on Lenders, Debt Collectors
By Nithya Subramanian | 21/08/2025
The inspections on lenders, debt collectors, and online loan brokers aim to curb abusive collection tactics and illegal private lending.
Fintech / Regtech
Industry Launches Real-time Crypto Crime Response Network
By Manesh Samtani | 21/08/2025
The Beacon Network aims to set a new standard for real-time financial crime response and prevent illicit crypto funds from being cashed out.
Enforcement
KRX Proposes Individual-Based Monitoring to Curb Illegal Trading
By Mark Johnston | 20/08/2025
The bourse operator plans a new data submission requirement for members to better detect links between accounts held by individuals.
Crypto / Digital Assets
Korea FSS Fines Dunamu and Other Fintechs for Sandbox Breaches
By Editors | 20/08/2025
Firms operating unlisted stock and fractional investment platforms penalised for failing to meet investor protection and advertising conditions.
Securities / Derivatives
Hong Kong SFC Bans Former Fund Manager for Regulatory Failures
By Sanday Chongo Kabange | 19/08/2025
The SFC fined the former manager-in-charge HK$400,000 for AML control failures related to the management of several private funds.
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