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Fintech / Regtech
Securities / Derivatives
SEBI Mandates Automated Trading Controls for Insiders
By Ranamita Chakraborty | 21/07/2023
India’s securities regulator is ensuring that insiders, also known as designated persons, from listed companies cannot trade during sensitive periods.
Fintech / Regtech
Korea FSC Designates Eight More ‘Data Specialising Institutions’
By Sanday Chongo Kabange | 19/07/2023
The newly designated firms are allowed to converge anonymised and pseudonymised data from different businesses for analytics purposes.
Big Picture
AI Regulatory Sandboxes Need Cooperation and Expertise: OECD
By Ranamita Chakraborty | 19/07/2023
A recent OECD report on AI regulatory sandboxes highlights important policy considerations that emphasises the need to build AI regulatory expertise and interdisciplinary cooperation.
Fintech / Regtech
Philippines: Banks See Shift to XML-based Reporting as Beneficial, Despite Challenges
By Manesh Samtani | 19/07/2023
BSP officials and members of the banking community attended a Regulation Asia-Adenza roundtable to discuss new XML-based reporting requirements in the Philippines.
Fintech / Regtech
Chinese Authorities Release New Rules for Providers of Generative AI Services
By Editors | 19/07/2023
The rules require training data to be accurate, generated content to be properly labelled, security assessments to be performed, and channels for complaints reporting to be established.
Fintech / Regtech
US SEC Working on Rule Proposals to Mitigate Risks from AI
By Editors | 18/07/2023
SEC chairman Gary Gensler said AI could heighten financial fragility and promote herding behaviour among investors.
Uncategorised
Industry Working Group Opens Consultation on IVMS101 Enhancements
By Editors | 18/07/2023
The working group was formed in April and has met five times since to consider and approve revisions to the IVMS101 standard.
Fintech / Regtech
UNSC Hosts First-Ever Session on Artificial Intelligence
By Editors | 18/07/2023
UK Foreign Secretary James Cleverly called for urgent international cooperation in shaping the governance of AI.
Fintech / Regtech
Korea FSS Launches New Online Licence Application Platform
By Sanday Chongo Kabange | 18/07/2023
The new “S.T.A.R.T” platform allows applicants to submit licensing, registration and accreditation applications digitally.
Enforcement
US FTC Probes OpenAI’s ChatGPT Over Consumer Protection Concerns
By Editors | 17/07/2023
A key focus of the investigation is the possibility of ChatGPT generating false, misleading, or disparaging statements about real individuals.
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