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Enforcement
Taiwan: Cathay Financial Units Fined for Connectivity Issues
By Editors | 04/09/2023
Cathay Securities and Cathay Futures failed to perform capacity tests and application system stress testing operations, the FSC said.

Fintech / Regtech
China Issues New Data Security Rules for Money Brokers
By Editors | 03/09/2023
The rules set out requirements for money brokers that provide data services to customers. A list of permitted data recipients is published.

AML / KYC
MAS Offers New Guidance on BO Identification, Complex Structures
By Manesh Samtani | 01/09/2023
MAS inspections found “executional lapses” in this area as a result of “weak oversight” and “lack of risk awareness and vigilance”.

AML / KYC
Understanding the Value of Global Identifiers in the Fight Against Financial Crime
By Clare Rowley | 31/08/2023
Clare Rowley explores how the LEI is uniquely positioned to strengthen the fight against international financial crime.

Fintech / Regtech
FSC Korea Pledges Support for Fintech Industry
By Sanday Chongo Kabange | 31/08/2023
The FSC will improve regulations to promote fintech innovation in Korea and also support the expansion of fintech firms overseas.

Securities / Derivatives
What SGX Regco Expects Of Disclosures Around Key Financial Indicators
By Boon Gin Tan | 31/08/2023
Boon Gin Tan and June Sim discuss SGX RegCo’s expectations of disclosures in respect of three financial indicators that are actively monitored.

Fintech / Regtech
India, New Zealand Start Talks on UPI-based Payments Link
By Editors | 30/08/2023
NPCI and Payments NZ are in early discussions regarding the use of the UPI system to establish a cross-border payment link.

Fintech / Regtech
Australia Consults on CDR Expansion to Non-bank Lenders
By Editors | 30/08/2023
The Consumer Data Right regime will apply to the non-bank lending sector in stages, starting from 1 November 2024.

AML / KYC
Indian Banks Working on New Industry Platform to Combat Fraud – Report
By Editors | 30/08/2023
The platform will enable banks to share real-time information that can be used to stop digital fraud and trace the funds.

Fintech / Regtech
Singapore, India Complete First Interoperable eBL Transaction
By Editors | 29/08/2023
Supported by Enterprise Singapore, DBS Bank completed the transaction in partnership with Maptrasco using IMDA’s TradeTrust framework.
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