Market Infrastructure

Securities / Derivatives

SEBI Proposes to Diversify Ownership of Clearing Corporations

By Editors | 26/11/2024

SEBI proposes two options to diversify ownership of clearing corporations to allow them to operate as public utilities free from commercial, profit-making considerations.

Fintech / Regtech

IOSCO Publishes Final Guidance on Post Trade Risk Reduction Services

By Manesh Samtani | 26/11/2024

The guidance addresses risks relating to control and governance around algorithms, fair treatment of participants, data protection, and other areas.

Market Infrastructure

Hong Kong Completes Transition to Multiple CRA Operating Model

By Editors | 26/11/2024

The migration of consumer credit reference services to “Credit Data Smart” was completed on 24 November. HKMA welcomed the “milestone”.

Securities / Derivatives

IOSCO Publishes Results from Review of Derivatives Market Regulation

By Manesh Samtani | 26/11/2024

The review highlighted challenges jurisdictions have faced in implementing key principles for regulating and supervising derivatives markets.

Market Infrastructure

NY Fed Starts Publishing SOFR With Revised Methodology

By Editors | 26/11/2024

The revised methodology removes transactions between affiliated institutions and mitigates the influence of “specials” transactions

Fintech / Regtech

EU Cyber Resilience Act Published in Official Journal

By Thisanka Siripala | 23/11/2024

Non-compliance can result in fines up to 2.5 percent of the offender’s total worldwide annual turnover for the preceding financial year.

Market Infrastructure

China’s TC260 Issues Guidelines on GBA Personal Data Flows

By Editors | 23/11/2024

The guidelines set requirements for information processors and recipients in Mainland China and Hong Kong to ensure secure cross-border flow of personal information.

Market Infrastructure

ASX Amends Position Reporting Framework, Operating Rules

By Editors | 21/11/2024

The changes aim to align terminology with global practice, clarify reporting requirements, and remove burdensome notification requirements.

Market Infrastructure

CSRC to Launch New Round of Market Reforms

By Editors | 20/11/2024

Top CSRC officials said at the HKEX Connect Summit that a better environment will be created for international investors.