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MARKET INFRASTRUCTURE
Securities / Derivatives
SET Chairman Outlines Strategy to Restore Investor Confidence
By Editors | 10/06/2025
The strategy includes enhanced trading regulations, stronger investor protection, market development initiatives, and ESG-related measures
Market Infrastructure
Hong Kong SFC Flags Deficiencies in Client Asset Protection
By Sanday Chongo Kabange | 10/06/2025
The SFC emphasised the need for stronger due diligence on third-party custodians and stronger internal audit functions to identify control gaps.
Market Infrastructure
SEBI Warns NSDL Over IPO Lapses and Monitoring Gaps
By Nithya Subramanian | 10/06/2025
The first letter concerns securities failing to appear in some investors’ demat accounts on the day of IPO allotments. The second concerns cyber alert monitoring.
Securities / Derivatives
SET Proposes Free Float and IPO Rule Changes to Lure Larger Listings
By Editors | 09/06/2025
The Thai bourse aims to boost market competitiveness by easing requirements for new listings, targeting major domestic and international firms.
Market Infrastructure
Hong Kong to Tweak Listing Regime Amid China-US Tensions
By Sanday Chongo Kabange | 09/06/2025
Regulators are considering ways to facilitate listings by US-listed Chinese companies that don’t comply with Hong Kong’s limits on dual-class shares.
Securities / Derivatives
Taiwan Eases Foreign Securities Rules for High-Net-Worth Investors
By Editors | 09/06/2025
Taiwan’s FSC has relaxed age restrictions and custody rules to enable securities firms to better cater to sophisticated investors.
Market Infrastructure
PBOC Tightens Rules on Cybersecurity Incident Reporting
By Manesh Samtani | 09/06/2025
The PBOC updated 2002 rules on cybersecurity incident reporting to expand their scope and introduce stricter, tiered timelines for reporting.
Securities / Derivatives
Regulatory Developments Shaping APAC Capital Markets: ASIFMA
By Manesh Samtani | 06/06/2025
ASIFMA survey reveals rising confidence in APAC capital markets despite geopolitical headwinds. The findings suggest that regulatory clarity is key.
Market Infrastructure
Australia Consults on Cost Recovery Fees for New Merger System
By Sanday Chongo Kabange | 06/06/2025
Assistant Minister Andrew Leigh said the cost recovery fees are calibrated to reflect the resources the ACCC needs to carry out merger assessments.
Market Infrastructure
BSP Proposes Amends to Disaster Relief Policy for Banks
By Sanday Chongo Kabange | 05/06/2025
The relief policy includes waivers of penalties for late filings, extensions for regulatory reporting deadlines, and deferral of examinations.
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