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MARKET INFRASTRUCTURE
Crypto / Digital Assets
Industry Raises Concerns Over SEC Proposal to Redefine Exchanges
By Editors | 18/06/2023
SIFMA says the SEC’s attempt to bring DeFi systems into scope could potentially subject other non-DeFi broker-dealer systems to unnecessary regulation.
Market Infrastructure
FIA Issues Standard to Promote Timely Trade Give-Ups and Allocations
By Editors | 18/06/2023
The standard focuses on streamlining the delivery and processing of allocation instructions. A consultation on average pricing was also launched.
Market Infrastructure
FRAA Proposes Draft Metrics Framework for Assessing APRA, ASIC
By Editors | 18/06/2023
The framework will enhance the Financial Regulator Assessment Authority’s assessment toolkit and provide direct insights on APRA and ASIC’s activities.
Market Infrastructure
Fed Launches Database of Firms With Access to Master Accounts
By Editors | 17/06/2023
The database also lists financial institutions that have requested access to master accounts and services, and the status of each request.
Securities / Derivatives
FSB, IOSCO Set to Propose Reforms to Address Fund Liquidity Risk
By Editors | 16/06/2023
The FSB and IOSCO said that they will both be publishing consultation papers on liquidity risk management in early July.
AML / KYC
Australia Assessing Adequacy of Crisis Management Settings
By Ranamita Chakraborty | 16/06/2023
Regulators are assessing Australia’s crisis management settings to ensure they remain robust in light of international developments.
Big Picture
Regulators Paying More Attention to Banks’ Cyber Resilience: FSI Paper
By Ranamita Chakraborty | 16/06/2023
The paper outlines how escalating cyber threats have resulted in the development of “second-generation” cyber regulations.
ESG / Sustainability
Fit For Purpose: Existing Principles for FMIs Can Address Financial Climate Change Risks
By Michael Leibrock | 16/06/2023
FMIs are well placed to address climate-related risks in accordance with the existing PFMI principles, says DTCC’s Michael Leibrock.
Big Picture
Faster Progress Needed to Enhance EU Capital Markets: IMF
By Editors | 15/06/2023
IMF managing director Kristalina Georgieva highlighted key priorities to enhance Europe’s capital markets.
Crypto / Digital Assets
Korea Securities Depository to Establish Security Token Platform
By Sanday Chongo Kabange | 15/06/2023
The KSD will set up a securities token platform and play the role of screening registrations of such digital assets.
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