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Securities / Derivatives
FSB Consults on Non-bank Margin and Collateral Calls
By Editors | 17/04/2024
FSB recommendations seek to reduce procyclical behaviour of non-bank market participants in response to margin and collateral calls.

Fintech / Regtech
ISDA Extends Digital Regulatory Reporting Initiative
By Editors | 17/04/2024
The initiative is being extended to cover new derivatives reporting rules in the UK, Australia and Singapore.

Crypto / Digital Assets
HKMA Issues Risk Management Guidance for DLT Adoption
By Sanday Chongo Kabange | 17/04/2024
The guidance covers DLT network and smart contract design and governance, the associated risks, and the need for interoperability.

Market Infrastructure
SET Board Approves Measures to Boost Market Confidence
By Sanday Chongo Kabange | 17/04/2024
HFT firms will have to register with the SET and securities firms will have to implement controls to prevent naked short selling.

Market Infrastructure
China Puts Forward Tighter Regulations for Stock Market
By Manesh Samtani | 15/04/2024
The rules will tighten listing requirements, speed up delisting of problem firms, and enhance supervision of programme trading.

Market Infrastructure
IOSCO Establishes New Workstreams on AI, Tokenisation
By Manesh Samtani | 15/04/2024
New workstreams on green finance and credit default swaps will also be created, according to IOSCO’s updated work plan for 2024.

Market Infrastructure
Data Dissemination Arrangements Adjusted for Stock Connect
By Editors | 14/04/2024
HKEX will no longer disclose real-time buy and sell transaction amounts and total transaction volume for Northbound trading.

Securities / Derivatives
SFC Reviewing HKEX Proposal to Enhance Clearing Flexibility
By Editors | 12/04/2024
HKEX enhanced its third party clearing arrangements for futures trades in 2022. A proposal submitted to the SFC would do the same for stock and options trades.

Market Infrastructure
UK FCA Proposes to Relax Research Unbundling Rules
By Nithya Subramanian | 12/04/2024
The FCA will allow bundling of payments for research and trade execution, making it easier for asset managers to buy research produced outside the UK.

Securities / Derivatives
Industry Collaborates to Test Digital Regulatory Reporting
By Editors | 12/04/2024
The first phase of the collaboration between DTCC and REGnosys will test the ISDA DRR for derivatives reporting in Japan and the EU.
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