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Market Infrastructure
China Regulators Concerned of Shadow Banking Resurgence
By Editors | 09/08/2022
China’s National Audit Office has been reviewing the books of at least 20 trust firms. The CBIRC is strengthening its risk monitoring.
Market Infrastructure
Australia Issues Revised Cyber Resilience Testing Framework
By Editors | 09/08/2022
The updated version of the CORIE framework follows the CFR’s endorsement of a plan for the wider rollout of the programme.
AML / KYC
FSB Gives Full Support to Wide LEI Use in Global Payments
By Clare Rowley | 09/08/2022
The FSB’s recommendation that the LEI should be used more widely in payments will catalyze increased global LEI adoption, says GLEIF’s Clare Rowley.
Securities / Derivatives
SEHK Migrates Systems to New SSE Trading Gateway
By Editors | 09/08/2022
The Shanghai Stock Exchange’s new trading gateway was introduced to “ensure the safe and compliant operation of member transactions and related systems” and prevent trading risks.
Market Infrastructure
SEBI Forms Dedicated Committee to Advice on FPI Policy
By Editors | 09/08/2022
The committee will advise increasing FPI participation in Indian markets. FPIs are currently coping with a transition to T+1 settlement in the country.
Market Infrastructure
CPMI-IOSCO Explores How CCPs Address Non-default Losses
By Editors | 08/08/2022
New paper aims to help advance industry efforts and dialogue on the concepts and processes used by CCPs to address losses from non-default events, such as cyber attacks.
Securities / Derivatives
HKEX Launches Compression Service for OTC Derivatives
By Editors | 08/08/2022
OTC Clear’s multilateral compression service was introduced on Monday in cooperation with TriOptima.
Fintech / Regtech
MAS Sets Out Expectations on Third Party Risk Management
By Editors | 08/08/2022
MAS conducted thematic inspections on the operational risk management standards and practices of selected banks, with a focus on third party risk management.
Big Picture
Activity-based & Entity-based Regulation Reinforce Each Other’s Effectiveness
By Editors | 05/08/2022
A new paper from the Financial Stability Institute says neither entity-based nor activity-based regulation is in and of itself the optimal choice.
Market Infrastructure
ASX: Launch of New CHESS Platform Delayed Until Late 2024
By Editors | 04/08/2022
Accenture to provide an independent review of the new CHESS application and help ASX determine a new launch schedule.
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