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Market Infrastructure
UPDATED – Losses from Bank Fraud Up 72 Percent – RBI
By Editors | 07/01/2019
According to RBI data, the higher losses are in large part due to increasing cybercrime as well as the Punjab National Bank scandal in February 2018.
Market Infrastructure
Technical Preparation for Shanghai-London Connect Completed
By Editors | 07/01/2019
The currency conversion system that delayed the launch of the Shanghai-London Stock Connect last month has now been completed.
AML / KYC
New Rules for Payments, E-Commerce Take Effect in China
By Editors | 04/01/2019
Non-bank payment institutions will be required to report to the central bank any consumer transactions exceeding 50,000 yuan and cross-border transfers over 200,000 yuan.
Market Infrastructure
SEBI to Upgrade Market Surveillance System and Data Warehouse
By Editors | 04/01/2019
India’s securities regulator is looking to beef up its IT infrastructure for market surveillance and trade data analysis to improve detection of market violations.
Market Infrastructure
SFC Fund Manager Code of Conduct – Five Important Next Steps
By Derek McGibney | 04/01/2019
Derek McGibney at ACA Compliance Group lays out the activities investment firms should be undertaking to ensure ongoing compliance with the FMCC.
Market Infrastructure
Regional Lenders Should Avoid ‘Blind Expansion’, says CBIRC
By Editors | 02/01/2019
New guidelines from China’s banking regulator will require small- and medium-sized financial institutions to apply for a licence to operate outside their home provinces.
Market Infrastructure
China’s Securities Firms Under Pressure to Consolidate
By Manesh Samtani | 01/01/2019
M&A activity between domestic brokerages is set to increase, says S&P Global. Consolidation may help local players better compete against foreign entrants.
Market Infrastructure
S. Korea Designates 11 Banks as Won-Yuan Liquidity Providers
By Editors | 01/01/2019
The banks selected by South Korea’s central bank include 6 domestic institutions and 5 foreign institutions with local branches.
Fintech / Regtech
BNM Issues Policy Document Targeting Outsourcing Risk at FIs
By Editors | 31/12/2018
Malaysia’s central bank has raised expectations on the board and senior management to ensure effective oversight and governance of outsourcing arrangements.
Market Infrastructure
UPDATED – China’s Asset Management Sector Set for Shake-Up
By Manesh Samtani | 28/12/2018
Up to 22 banks have announced plans to set up new wealth management subsidiaries which could end up taking market share from asset management firms.
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