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Market Infrastructure
SFC Highlights Areas of Concern on Best Execution
By Bradley Maclean | 08/02/2018
Hong Kong SFC’s recent report on licensed corporations attitudes towards best execution practices shows there is much to be desired.
Market Infrastructure
Singapore, Malaysia Unveil Plans for Cross Border Stock Trading Link
By Manesh Samtani | 07/02/2018
Link to be operational by year-end; will enable cross-border trading, clearing, settlement of shares between SGX and Bursa Malaysia.
Crypto / Digital Assets
How GDPR Could Deflate the Blockchain Hype
By Bradley Maclean | 05/02/2018
Firms adopting blockchain technology could struggle to comply with the EU’s incoming GDPR rules.
Securities / Derivatives
FIX Releases New Technical Standard on Cybersecurity
By Editors | 26/01/2018
The new technical standard specifies how to use TLS to secure FIX communications, expected to improve cybersecurity across the industry.
Market Infrastructure
South Korea to Introduce AI Market Monitor
By Samuel Riding | 26/01/2018
Korea Exchange says it will introduce AI system in July; could later expand to cover its secondary market, KOSDAQ.
Market Infrastructure
HKEX Says to Improve Risk Management in 2018
By Samuel Riding | 26/01/2018
Charles Li says HKEX to expand Shenzhen and Shanghai Stock Connect to include ETFs, but proposed Hong Kong-London equivalent on the backburner.
Securities / Derivatives
SZSE Reports ‘No Major Risks’ in 2017
By Editors | 24/01/2018
Exchange says risk assessments found more than 100 issues of concern but no major threats; to use big data, text mining to improve risk management.
Capital / Liquidity
IMF, World Bank Issue Reports on India Financial Supervision, Market Infrastructure
By Samuel Riding | 24/01/2018
Reports praise progress but suggest more can be done on governance at public sector banks, market infrastructure risk management, among other issues.
Securities / Derivatives
Banks Will Struggle if Prop Trading is Reintroduced
By Peter Guy | 22/01/2018
US banks lobbied hard for a rollback of the Volcker Rule and a return to proprietary trading to bolster profits. They will soon find that it’s now a different world.
Market Infrastructure
LEIs: Asia Following the Rest of the World
By Tony Freeman | 18/01/2018
Firms in the region either embrace, endure or avoid MiFID II’s LEI requirement, but must accept that it’s not just regulations from the US which now have a profound extraterritorial impact.
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