Market Infrastructure

    Capital / Liquidity

    ESMA to Bring 3rd-country CRAs, Trade Repositories Under EU Supervision

    By Samuel Riding | 04/12/2017

    ESMA executive director Verena Ross says more than 200 non-EU trading venues have asked for exemptions from MiFID II post-trade transparency, position limits.

    Capital / Liquidity

    Australia to Kick off Long-awaited Royal Commission into Financial Sector

    By Editors | 04/12/2017

    Inquiry to look into alleged misconduct in financial sector welcomed by banks, securities regulator, but not superannuation scheme operators.

    Capital / Liquidity

    MAS Warns of ‘Medium-term’ Cross-border Financial Stability Risks

    By Editors | 04/12/2017

    Annual report into stability of financial system says domestic and regional lending improving, no signs of credit market overheating.

    Capital / Liquidity

    Asian Firms at Risk of Drowning Under Wave of Regulation from US, Europe

    By David Farmery | 30/11/2017

    The wave of financial regulation about to wash over Europe and North America could eventually overwhelm Asian institutions.

    Market Infrastructure

    SGX Revamping Securities Settlement Processes

    By Editors | 30/11/2017

    Exchange consultation proposes move to T+2 settlement, simultaneous securities, money settlement in bid to prevent systemic risk.

    AML / KYC

    Singapore, Abu Dhabi to Cooperate on Banking Supervision, Markets, Fintech

    By Editors | 27/11/2017

    Middle Eastern regulator has already approved one Singapore firm to provide credit services; Singapore firm won Fintech challenge.

    Capital / Liquidity

    Vietnam to Allow Banks to Go Bankrupt

    By Editors | 27/11/2017

    Bankruptcy will be a last resort; Vietnamese banking sector has bad debts of 8.6% of total credit, 17.2% NPL ratio; Moody’s outlook ‘positive’

    Capital / Liquidity

    China Cracks Down on Shadow-banking Through its own ‘Dodd-Frank’

    By Garima Chitkara | 23/11/2017

    Chinese regulators have released a new draft legislation to restrict financial institution activity.

    AML / KYC

    Hong Kong to Continue to Allow Mutual Fund Sales Commissions

    By Editors | 20/11/2017

    Securities and Futures Commission says Hong Kong is not ready to ban commissions and introduce a pay for advice model.

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