MARKET INFRASTRUCTURE

Market Infrastructure

Ex-CSRC Official Admits Taking Bribes

By Samuel Riding | 11/11/2016

Li Liang pleads guilty to taking $1mn from nine companies.

AML / KYC

HK SFC Forms Specialist Teams for Key Risk Areas

By Samuel Riding | 10/11/2016

Temporary teams will cover IPO misconduct, misconduct on GEM; AML/KYC, and mis-selling.

Market Infrastructure

MAS, R3 Launch Blockchain Centre

By Samuel Riding | 10/11/2016

Initiative to innovate distributed ledgers, enhance efficiency of financial institutions and capital markets.

Market Infrastructure

SSE Reports Insurance Firm to Securities Commission

By Samuel Riding | 10/11/2016

Exchange says insurer almost exclusively made short-term trades for 10 months.

Market Infrastructure

Capital Rules Could Shut Indian Commodity Exchanges – Traders

By Samuel Riding | 10/11/2016

Traders suggest SEBI should consider specific capital requirements for each exchange.

Market Infrastructure

MAS Deputy MD Appointed Chair of GEM Committee

By Samuel Riding | 09/11/2016

Jacqueline Loh will serve for three years as chair of Global Economy Meeting’s Markets Committee.

Market Infrastructure

Rise in Complaints Warrants HK IPO Reform – SFC

By Samuel Riding | 09/11/2016

Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.

Market Infrastructure

Cambodia to Pass E-commerce Law ‘Soon’

By Samuel Riding | 09/11/2016

New law said to enhance investor and consumer protection; speed up business transactions.

Market Infrastructure

Pakistan Eases Fund Distributor Requirements

By Samuel Riding | 09/11/2016

New rules aim to promote culture of savings and investment; increase outreach.