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MARKET INFRASTRUCTURE
Securities / Derivatives
IOSCO Publishes Results from Review of Derivatives Market Regulation
By Manesh Samtani | 26/11/2024
The review highlighted challenges jurisdictions have faced in implementing key principles for regulating and supervising derivatives markets.
Market Infrastructure
NY Fed Starts Publishing SOFR With Revised Methodology
By Editors | 26/11/2024
The revised methodology removes transactions between affiliated institutions and mitigates the influence of “specials” transactions
Fintech / Regtech
EU Cyber Resilience Act Published in Official Journal
By Thisanka Siripala | 23/11/2024
Non-compliance can result in fines up to 2.5 percent of the offender’s total worldwide annual turnover for the preceding financial year.
Market Infrastructure
China’s TC260 Issues Guidelines on GBA Personal Data Flows
By Editors | 23/11/2024
The guidelines set requirements for information processors and recipients in Mainland China and Hong Kong to ensure secure cross-border flow of personal information.
Market Infrastructure
ASX Amends Position Reporting Framework, Operating Rules
By Editors | 21/11/2024
The changes aim to align terminology with global practice, clarify reporting requirements, and remove burdensome notification requirements.
Market Infrastructure
CSRC to Launch New Round of Market Reforms
By Editors | 20/11/2024
Top CSRC officials said at the HKEX Connect Summit that a better environment will be created for international investors.
Market Infrastructure
ESMA Proposes 11 October 2027 for Migration to T+1 Settlement
By Manesh Samtani | 19/11/2024
ESMA says 11 October 2027 is the optimal date for the transition, and that it must be coordinated with other jurisdictions in Europe.
Enforcement
ASX Files Defence in ASIC’s Misleading Statements Case
By Sanday Chongo Kabange | 19/11/2024
CEO Helen Lofthouse said there was a “reasonable basis” for the statements ASX made about the CHESS replacement project’s progress on 10 February 2022 and it did not breach the law.
Fintech / Regtech
SEBI Proposes Reforms to Make Firms Responsible for AI Use
By Nithya Subramanian | 19/11/2024
SEBI is proposing amendments that will make MIIs, intermediaries and other regulated entities accountable for their use of AI/ML tools.
Market Infrastructure
HKEX, HSIL Launch New Index Focused on Stock Connect
By Sanday Chongo Kabange | 19/11/2024
The ‘Stock Connect China Enterprises Index’, or SCCEA, will track the largest Chinese companies under the Stock Connect scheme.
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