MARKET INFRASTRUCTURE

    AML / KYC

    Guotai Junan Fined for Breaching Client ID Rule

    By Samuel Riding | 31/05/2016

    SFC says securities firm took more than six months to comply with two-day disclosure rule.

    Market Infrastructure

    Shanghai Ends Real Estate Lending Ban

    By Samuel Riding | 31/05/2016

    Shanghai office of CBRC had banned banks from doing business with six property firms.

    Market Infrastructure

    SEBI to Further Unify Commodity, Stock Exchange Rules

    By Samuel Riding | 30/05/2016

    Regulator has set up risk management committee to study contract discrepancies.

    Market Infrastructure

    SSE, SZSE Tighten Stock Suspension Guidelines

    By Samuel Riding | 30/05/2016

    Shanghai exchange says suspensions during 2015 market volatility prevented trading continuity.

    Market Infrastructure

    Thailand Proposes Reporting Exemptions

    By Samuel Riding | 30/05/2016

    Foreign-regulated issuers of securities, tender offers used in takeovers will not be subject to SEC rules.

    Market Infrastructure

    Credit Rating Agencies Face India Scrutiny

    By Samuel Riding | 30/05/2016

    Securities regulator could ask for periodic review of ratings criteria.

    Market Infrastructure

    India to Slash Number of Listed Firms

    By Editors | 27/05/2016

    Approximately 1,200 companies suspended from trading for seven years will be asked to exit market.

    Market Infrastructure

    China to Open up Commodity Futures Market

    By Samuel Riding | 27/05/2016

    Foreign investors will be able to deal in crude oil, iron ore and rubber contracts

    Market Infrastructure

    SEBI to Increase Broker Monitoring, Issue HFT Regulations

    By Samuel Riding | 27/05/2016

    Regulator sets out priorities for 2016/17 including de-listing of 4,200 firms.

    Market Infrastructure

    CME Granted Singapore Clearing House Status

    By Samuel Riding | 26/05/2016

    Status allows CME Clearing to sign up direct members to exchange-traded and OTC contracts.

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