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Market Infrastructure
Japan, EU Making ‘Substantial Progress’ on Regulatory Cooperation
By Samuel Riding | 22/01/2016
Annual meeting cites concerns about impact of reforms on economic growth, updates on regulatory cooperation framework.
ESG / Sustainability
Former SGX Head of Regulation Joins FSB Taskforce
By Samuel Riding | 22/01/2016
Yeo Lian Sim appointed to taskforce on climate-related financial disclosures.
Market Infrastructure
Basel III Pushes Up Costs at 50% of Hedge Funds: AIMA
By Samuel Riding | 21/01/2016
Survey finds 25% of alternative investment fund managers have seen costs rise more than 10 percent.
Market Infrastructure
OJK Issues Alternative Financing Rules
By Samuel Riding | 21/01/2016
Indonesian regulator requires VC firms to establish legal entities, sets minimum capital requirements.
Market Infrastructure
SEBI Freezes Bank, Demat Accounts
By Samuel Riding | 21/01/2016
Indian securities regulator issues attachment order on Aspen Projects after illegal fund raising.
Market Infrastructure
HKMA Tells Banks to Prepare for New Risk Framework
By Samuel Riding | 20/01/2016
Letter to authorised institutions says regulator intends to follow Basel Committee timeline.
AML / KYC
Thailand Launches Crowdfunding Consultation
By Samuel Riding | 20/01/2016
Securities regulator seeks feedback on managing conflicts of interest and compliance monitoring systems.
Market Infrastructure
Reports of CSRC Chief’s Resignation Premature
By Samuel Riding | 19/01/2016
Regulator says in social media posting that Xiao Gang has not offered to resign despite circuit breaker failure.
Market Infrastructure
Korea Introduces Online Account Tracker
By Samuel Riding | 19/01/2016
System designed to help customers identify dormant accounts shows snapshot of balances across 16 lenders.
Market Infrastructure
India Pauses Commodity Futures Contract Issuance
By Samuel Riding | 18/01/2016
Securities regulator prohibits new contracts in effort to cool speculation, ease volatility in agricultural commodities prices.
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