Market Infrastructure

    Market Infrastructure

    Credit Suisse Fined for Market Integrity Rule Breaches

    By Samuel Riding | 20/05/2016

    Australian unit fined USD50,000 for failure to have automated trading filters in place to prevent interference with market integrity.

    Market Infrastructure

    Myanmar Appoints New SEC Head

    By Samuel Riding | 20/05/2016

    Finance ministry permanent secretary U Maung Maung Win also a former deputy central bank governor.

    Market Infrastructure

    India Approves 1st InvITs

    By Samuel Riding | 20/05/2016

    Two of four infrastructure trust applications accepted, SEBI to advise other pair on how to fix applications.

    Market Infrastructure

    State Bank of Vietnam Sets up Fintech Portal

    By Samuel Riding | 20/05/2016

    Technology expected to boost financial inclusion in a country where only 20% of people have a bank account.

    Market Infrastructure

    CBRC Approves 1st Privately-owned Bank in Central & Western China

    By Samuel Riding | 20/05/2016

    Chongqing-based bank set up to serve SMEs approved two years after initial application.

    Market Infrastructure

    SSX to Develop Blockchain Settlement, Registration

    By Samuel Riding | 20/05/2016

    Sydney exchange’s system to be initially deployed across private markets platform.

    AML / KYC

    Compliance Costs to Dominate APAC Wealth Management Budgets – EY

    By Samuel Riding | 19/05/2016

    Consultant’s first APAC data shows compliance much more of a concern than in other regions.

    Market Infrastructure

    India Considering Additional HFT Surveillance Requirement

    By Samuel Riding | 19/05/2016

    Regulator also looking into speed bumps, order randomisation, trade bunching and limiting colocation access.

    Market Infrastructure

    HKMA Launches Cybersecurity Initiative

    By Samuel Riding | 19/05/2016

    Programme to cover cyber resilience assessment, professional development and information sharing.

    AML / KYC

    US Removes Myanmar Banks from Blacklist

    By Samuel Riding | 18/05/2016

    OFAC also adds two lenders to general license, says ‘most transactions’ involving all Burmese FIs now authorised.

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