MARKET INFRASTRUCTURE

    image

    Market Infrastructure

    Korea Set to Implement New Responsibility Mapping System

    By Manesh Samtani | 11/06/2024

    Financial holding companies and banks with assets over KRW 5 trillion must submit responsibility maps by 2 July 2026.

    image

    Fintech / Regtech

    Korea: Short Selling Monitoring System To Be Ready in March 2025

    By Sanday Chongo Kabange | 11/06/2024

    South Korea’s ban on short selling can only be lifted after the new Naked Short Selling Detection System is in place.

    image

    Securities / Derivatives

    SEBI Issues Penalties Framework for MII Surveillance Lapses

    By Ajoy K Das | 10/06/2024

    SEBI will impose penalties for surveillance-related lapses based on annual turnover and the number of lapses during a financial year.

    image

    Securities / Derivatives

    SEBI Mandates Direct Payout of Securities to Investor Accounts

    By Ajoy K Das | 08/06/2024

    SEBI said implementation standards will be formulated by 5 August, ahead of full implementation on 14 October.

    image

    Big Picture

    Significant Progress Made on Cross Border Payments: CPMI

    By Manesh Samtani | 07/06/2024

    More work is needed to integrate cross-border projects with domestic systems, and to extend the operating hours of key payment systems.

    image

    Market Infrastructure

    HKMA Exploring Further Enhancements to Wealth Connect

    By Editors | 06/06/2024

    The individual investor quota was tripled this year, but it is still “not quite enough for private bank clients”, said HKMA’s Eddie Yue.

    image

    Securities / Derivatives

    FIA, DMIST Publishes New Standards on Average Pricing

    By Editors | 06/06/2024

    DMIST calls for CCPs globally to adopt the new average pricing standards, to drive consistency and improve allocation processes.

    image

    Market Infrastructure

    BOK Invites Domestic Banks to Handle Cross-currency FX Trades

    By Manesh Samtani | 06/06/2024

    Domestic banks can apply to participate in non-won FX transactions needed for managing Korea’s foreign exchange reserves.

    image

    ESG / Sustainability

    Japan Forms Group to Examine Carbon Market Infrastructure

    By Editors | 06/06/2024

    The new study group will examine the state of the infrastructure and market practices for carbon credit trading in Japan.

    image

    Market Infrastructure

    IOSCO Releases Final Report on Handling Market Outages

    By Nithya Subramanian | 06/06/2024

    The report offers five good practices to improve trading venues’ preparedness for and resilience to market outages.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team