AML / KYC
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Asian Institutions Concerned by China Corruption – Report
Editors, Regulation Asia June 15, 2017 -
HK Brokers’ Operations Halted for Allegedly Handling Proceeds of Crime
Editors, Regulation Asia June 13, 2017 -
Pakistan PM to Attend Panama Papers Inquiry
Editors, Regulation Asia June 12, 2017 -
BCBS Updates Correspondent Banking AML/CTF Guidelines
Editors, Regulation Asia June 8, 2017 -
MAS Issues Retail Derivative, OTC Licensing Consultations
Samuel Riding, Regulation Asia June 1, 2017Stiffer requirements for retail dealing in unlisted derivatives; licensing exemption for remote clearing members.
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MAS Closes Book on 1MDB
Editors, Regulation Asia June 1, 2017Authority issues final fines against Credit Suisse, UOB; bans former employees of now-defunct private banks.
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China Roundup – Financial Inclusion; Account Opening; Trust Lending
Samuel Riding, Regulation Asia June 1, 2017CBRC clarifies requirements for financial inclusion units; PBOC warns on suspicious transactions.
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Japan FSA Anticipates ‘C2B’ Banking System
Samuel Riding, Regulation Asia May 31, 2017Commissioner Nobuchika Mori suggests fintech will facilitate provision of ‘bespoke products to mass customers’.
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652HK Regulator, Police, Banks Set up Financial Crime Taskforce
Editors, Regulation Asia May 29, 201712-month pilot to work on ‘detection, prevention and disruption’; HKMA also joins Financial Security Expert Alliance with PBOC, Macau central bank.
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Unregistered Remittance Operators Jailed in Australia
Samuel Riding, Regulation Asia May 25, 2017AUSTRAC warns on ‘deliberate and systemic breaches’ of AML/CTF rules.
