AML / KYC
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Thailand Begins Consultation on ‘Trigger Fund’ Rules
Samuel Riding, Regulation Asia April 27, 2016Draft SEC rules cover information disclosure, professional ability and understanding of fund agents.
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ASIC to Use Windfall to Boost Surveillance, Enforcement
Samuel Riding, Regulation Asia April 21, 2016Australian securities regulator also welcomes shift to industry funding model.
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Japan to Consult on ‘Dynamic Supervision’
Samuel Riding, Regulation Asia April 14, 2016FSA commissioner says new regulatory approach will provide more comprehensive assessment of bank safety and soundness.
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Revealed – Asian Institutions’ KYC Disconnect
Editors, Regulation Asia April 11, 2016Divergent attitudes of staff at different organisational levels illustrate difficulties in implementing culture of compliance.
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Indonesia to Use Credit Card Data to Catch Tax Cheats
Samuel Riding, Regulation Asia April 6, 2016Tax authorities will be able to access account numbers, card owner names and tax identification numbers.
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CBRC Warns Banks on Overseas Risk
Samuel Riding, Regulation Asia April 6, 2016Regulator says lenders should tighten controls amid allegations of compliance failings.
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SEBI Takes Call for Unified KYC to Finance Ministry
Samuel Riding, Regulation Asia April 6, 2016Regulator asks ministry to allow acceptance of bank KYC for fund accounts.
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Philippine Stock Exchange to Tighten AML Measures
Samuel Riding, Regulation Asia April 5, 2016Enhanced KYC rules to be introduced in aftermath of Bangladesh Bank scandal.
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Asian Financial Cooperation Association to Launch in July
Samuel Riding, Regulation Asia March 31, 2016Association to develop standards on financial innovation, financial infrastructure construction and risk management.
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MAS to Focus on Bank, Fintech Collaboration
Samuel Riding, Regulation Asia March 29, 2016Regulator dismisses disruption concerns, says banks and technology firms are exploring cooperation.
