CommSec and AUSIEX demonstrated "widespread, systemic compliance failures" over a nine-year period, said ASIC deputy chair Sarah Court.
The money was laundered by reselling precious metals. The case is the largest-ever money laundering case for Hong Kong Customs.
Parties are expected to cooperate with HKEX during its investigations and disciplinary actions, the new Guidance Note on Cooperation says.
ANZ inadvertently failed to provide promised fee and interest rate discounts to customers due to inadequacies within its systems.
The suit claims that DWS misrepresented a fund's green credentials in marketing material. A hearing date is set for 10 March.
Medibank does not have cyber insurance, and is expected to face investor class actions, on top of lawsuits from angry customers and likely fines.
The two defendants are accused of trying to bribe a US official to obtain inside information about the criminal case against Huawei.
The lawsuits take aim at Goldman Sachs, JPMorgan Chase, Bank of America, Wells Fargo, Citigroup, and Morgan Stanley.
The guidelines describe three categories of conduct that may constitute a violation of foreign investment laws and regulations, and how penalties may be imposed.
ASIC said BPS Financial engaged in unlicensed conduct and made false, misleading or deceptive representations about a crypto token called Qoin.
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