Goldman's vendor service for recording mobile calls failed during the pandemic. Commissioner Caroline Pham said the penalty is unfair.
Two Lotte Card employees conspired to help a subcontractor win a deal and then the three shared in the proceeds.
ASIC will target scams, digitally-enabled misconduct, predatory lending, and greenwashing, while also "closely monitoring" the use of AI.
MinLaw urged precious metals dealers to review their transactions and business relationships. The Council for Estate Agencies is investigating property agents.
The SEC says NFTs offered and sold to investors by Impact Theory were investment contracts and therefore unregistered securities.
Wells Fargo and its predecessor firms overcharged clients because the agreed fees were not entered into billing systems.
HSBC no longer has to provide progress reports on its efforts to improve internal controls or manage risks in connection with its FX trading activities.
3M’s Chinese subsidiary paid nearly $1mn to fund at least 24 trips for Chinese government officials that included tourism activities.
Police believe the laundered funds could be tied to more than 20 fraud cases, including email and loan scams, and commercial and investment fraud.
The new regulations empower OJK to decide whether to pursue investigations, and agree to resolutions with the parties responsible for a criminal offence.
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