South Korea's FSC and FSS have jointly become the 10th member of IOSCO's EMMoU, which enables cross-border sharing of audit papers and telecommunications and internet records.
SFM HK Management Ltd, owned by New York's Soros Fund Management, was fined HK$1.5mn for short selling Great Wall Motors bonus shares before they were available for trading.
The move to unify regulation of the bond markets under one authority is aimed at improving the overall regulatory system and preventing systemic risk.
The court-suppressed penalties were paid by the RBA subsidiaries to settle charges of conspiracy to bribe foreign officials for the purpose of obtaining or retaining business.
The FSC found that Goldman Sachs conducted naked short selling worth about KRW 40 billion in late May. Naked short selling is prohibited in South Korea.
The Tokyo Stock Exchange will examine Nissan's internal controls and consider punitive penalties including possible delisting, amid allegations of financial misconduct by its former chairman.
Macquarie seen as the first responsible corporate role model in the nine months since banking royal commission public hearings began.
Strengthening trust in Australia's financial institutions requires better incentive systems, clearer lines of accountability and stronger penalties for misconduct, said RBA governor Philip Lowe.
The probe has been ongoing since late 2017, where MUFG is alleged to have intentionally ignored internal controls meant to prevent it doing business with sanctioned entities.
The Shanghai and Shenzhen exchanges have implemented rules on the criteria for compulsory delisting of firms accused of major securities, public health or national security related violations.