Enforcement

Enforcement

Ex-CSRC Vice Chief Expelled for Taking Bribes on Listings, Financing

By Mark Johnston | 05/11/2025

Wang Jianjun was found to have illegally helped companies with listings and funding, China's anti-graft watchdog said.

Enforcement

China's NFRA Fines Five Banks in 'Institutionalised' Crackdown

By Mark Johnston | 05/11/2025

The NFRA signals “toothy and thorny” approach, targeting poor governance, loan and interbank business management.

AML / KYC

India’s Enforcement Directorate Attaches Anil Ambani Group Assets in ML Case

By Nithya Subramanian | 05/11/2025

The total value of properties attached in the Reliance Group’s bank fraud probe now exceeds INR 75.4 billion, as the ED intensifies its investigation into alleged fund diversion and loan irregularities.

Enforcement

Korea NTS Probes Prince and Huione Groups Tax Evasion, Laundering Links

By Mark Johnston | 05/11/2025

Tax agency investigating domestic offices of Prince Group and a Huione-linked currency exchange over suspected phishing proceeds and tax fraud.

AML / KYC

India Plans Unified Framework to Strengthen Crackdown on Terror Financing

By Nithya Subramanian | 05/11/2025

The government is preparing an SOP to help law enforcement and financial agencies jointly track, trace, and dismantle hidden terror-funding networks exploiting gaps in existing systems.

Enforcement

FATF Issues New Guidance to Improve Asset Recovery Outcomes

By Manesh Samtani | 04/11/2025

The FATF calls for new tools like non-conviction-based confiscation to tackle the massive failure in seizing criminal proceeds.

Enforcement

Korea Forms Task Force to Address Loan Misuse in Property Market

By Mark Johnston | 04/11/2025

New interagency body to launch as financial regulator plans data sharing to block violators from all financial institutions.

Enforcement

KRX Sanctions Two Securities Firms for Suspected Naked Short-selling

By Nithya Subramanian | 04/11/2025

KRX fines Korea Investment & Securities and warns Samsung Securities over suspected naked short-selling, marking the inaugural enforcement action since the launch of NSDS.

Securities / Derivatives

India’s Power Regulator Probes GNA Energy Over Alleged Insider Trading

By Nithya Subramanian | 03/11/2025

The investigation follows SEBI’s findings that GNA Energy officials may have traded on confidential details of a key power market reform before its public announcement.