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Market Infrastructure
ESG / Sustainability
Australia to Restructure Regulatory Bodies for Financial Reporting
By Sanday Chongo Kabange | 21/11/2023
The three regulatory bodies that oversee financial reporting and set reporting standards will be combined into a single entity.
Market Infrastructure
SEBI Launches “Investor Risk Reduction Access” Platform
By Ajoy K Das | 21/11/2023
The platform will enable investors to continue to manage their portfolios even during unexpected technical glitches.
Market Infrastructure
HKMA Considers How Banks Will Support Stock Trading During Typhoons
By Sanday Chongo Kabange | 21/11/2023
Banks would need to upgrade their systems to cope with a “potential new clearing arrangement for cheque payments”.
Securities / Derivatives
CSRC Issues Derivatives Trading Rules for Follow-up Consultation
By Manesh Samtani | 20/11/2023
Excessive speculative behaviour and overly complex products are restricted. Derivatives traders must meet suitability standards.
Market Infrastructure
Australia Consults on Options for Reforming Merger Rules
By Sanday Chongo Kabange | 20/11/2023
Treasurer Jim Chalmers said any changes to merger rules would be about “delivering greater benefits to the economy and to consumers, and providing certainty to business”.
Market Infrastructure
Indian Court Orders Calcutta Stock Exchange to Halt Trading on NSE
By Ajoy K Das | 20/11/2023
SEBI barred the CSE from operating its equities trading platform in 2013. It has since been allowing its members to trade on via the NSE. The agreement with NSE expired in September 2021.
Market Infrastructure
China Pushes FIs to Provide Financing to Property Firms
By Editors | 20/11/2023
Financial firms were asked to meet all “reasonable financing needs” of property firms. A “white list” of firms eligible to receive financing is being drafted.
Enforcement
Ransomware Group Files SEC Complaint Against its Own Victim
By Mark Johnston | 20/11/2023
ALPHV/BlackCat attacked software company MeridianLink, then filed a complaint with the US SEC saying the company failed to disclose the attack.
Enforcement
Australia Introduces Bill to Address Tax Adviser Misconduct
By Editors | 20/11/2023
Assistant Treasurer Stephen Jones said the bill introduces the “biggest government crackdown on tax adviser misconduct in Australian history”.
Market Infrastructure
Xi Jinping Pledges to Further Open China Market to Foreign Firms
By Editors | 20/11/2023
During Xi’s visit to the US, the two sides agreed to cooperate on addressing AI risks, climate change, and fentanyl trafficking.
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