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Crypto / Digital Assets
Monochrome Moves to List Spot Ether ETF on Cboe Australia
By Thisanka Siripala | 07/09/2024
Monochrome expects the ETF to begin trading by the end of the month, making it the first in the country that holds ether directly.
Market Infrastructure
IFSCA Proposes Rule Changes for GIFT City Market Infrastructure
By Ajoy K Das | 06/09/2024
The changes are aimed at ensuring robust governance standards at GIFT City’s two stock exchanges, two clearing corporations and one depository.
Securities / Derivatives
StanChart Completes First Gold Price Hedge Deal in India’s GIFT City
By Ajoy K Das | 05/09/2024
Standard Chartered Bank completed an OTC derivatives deal in GIFT City worth $4mn for hedging gold prices.
Securities / Derivatives
China Securities Association Issues New Code of Professional Ethics
By Editors | 05/09/2024
Securities firms have until 31 March 2025 to update and improve their personnel management systems to comply with the revised Code.
Securities / Derivatives
India IFSCA Issues New Listing Regulations for GIFT City
By Ajoy K Das | 04/09/2024
The regulations specify requirements for Indian and foreign companies seeking to list debt and equity securities (including SPACs) in GIFT City.
ESG / Sustainability
Industry Seeks Guidance on Sustainability-related Repo: ICMA
By Manesh Samtani | 04/09/2024
A February 2024 ICMA survey highlighted a growing need for guidance on all types of sustainability-related repo.
Securities / Derivatives
SEBI to Simplify Entry Rules for Government Bond Market
By Ajoy K Das | 04/09/2024
SEBI is working on easing its registration requirements for foreign investors that solely invest in Indian government bonds.
Securities / Derivatives
Japan’s MUFG Bank to Enter Electricity Futures Market
By Thisanka Siripala | 04/09/2024
New approvals from TOCOM and JSCC allow MUFG Bank to offer clients trade execution and clearing services in the electricity futures market.
Enforcement
MAS Bans Former RHB Securities Representative for False Trading
By Nithya Subramanian | 04/09/2024
A five-year PO was issued against a former representative of RHB Securities for manipulating Catalist-listed Koyo International.
Securities / Derivatives
FINRA Fines BofA & Merrill Lynch $3m for Surveillance Failures
By Nithya Subramanian | 04/09/2024
FINRA said the parameters of the surveillance systems were set too narrowly, leading to failures to detect potentially manipulative trading.
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