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Securities / Derivatives
Bangladesh Regulators Take Action Against Underfunded Brokerages
By Nithya Subramanian | 02/09/2025
The BSEC has ordered DSE to act against two brokerage houses over serious net worth shortfalls, while BB moves to liquidate nine debt-ridden NBFIs.
Securities / Derivatives
SHFE to Expand Scope of Products Available to Foreign Investors
By Editors | 02/09/2025
The move adds petroleum asphalt futures and three options contracts, continuing China's gradual opening of its derivatives markets.
Enforcement
SocGen Penalised in Australia for Market Gatekeeper Failures
By Editors | 02/09/2025
The penalty follows an ASIC probe into suspicious client orders designed to manipulate electricity and wheat futures markets.
Securities / Derivatives
HKEX to Enhance Margin Collateral Arrangements from 2 October
By Manesh Samtani | 02/09/2025
HKEX will align interest paid on cash collateral with overnight rates and halve fees for non-cash collateral.
Securities / Derivatives
Hong Kong Details Progress on Green Finance, ISSB Roadmap
By Manesh Samtani | 01/09/2025
Christopher Hui outlined Hong Kong's market leadership, a 2028 timeline for ISSB adoption, and plans for more tokenised government green bonds.
Securities / Derivatives
Taiwan FSC Details Widespread AML and Security Flaws at VASPs, Banks
By Editors | 01/09/2025
The FSC has published examination findings for H1 2025, revealing significant deficiencies in customer due diligence and cybersecurity.
Securities / Derivatives
China FIs Tighten Credit, Leverage as Stock Rally Sparks Bubble Fears
By Mark Johnston | 01/09/2025
Lenders clamp down on credit card-funded trades while brokers raise margin requirements amid a USD 1 trillion market surge.
Securities / Derivatives
NSE to Launch Equity Derivatives Pre-Open Session in December
By Nithya Subramanian | 01/09/2025
The NSE will begin trials in October before the launch, seeking to boost convenience and tighten risk controls in the derivatives market.
Securities / Derivatives
Australian Sanctions Office Issues Suite of New Guidance Notes
By Manesh Samtani | 01/09/2025
The new guidance covers proliferation financing risk assessments, securities and investment, mining and machinery exports and the humanitarian sector.
Securities / Derivatives
Thailand Selects KuCoin for Launch of Tokenised Government Bond
By Editors | 31/08/2025
The THB 5 billion initiative aims to democratise access to sovereign debt for retail investors, with KuCoin joining a government-approved consortium.
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