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Securities / Derivatives
Enforcement
Korea Approves Reform Allowing Account Freeze for Market Abuse
By Manesh Samtani | 15/04/2025
Those engaged in unfair trading or illegal short selling can have their accounts frozen and be banned from trading for five years.
Securities / Derivatives
Taiwan FSC Extends Stock Market Stabilisation Measures
By Editors | 15/04/2025
The three measures aimed at curbing short-selling were meant to last from 7-11 April but have been extended another week.
Securities / Derivatives
SET Unveils New Supervisory Measures as Temporary Trading Curbs Expire
By Nithya Subramanian | 15/04/2025
The SET will allow short selling and HFT only on SET100 stocks in a bid to curb volatility and maintain market stability.
Market Infrastructure
Indonesia Stock Exchange Tightens Circuit Breaker Mechanism
By Manesh Samtani | 14/04/2025
IDX also tightened its auto-rejection rule for share transactions so that sell orders are automatically rejected if a stock falls by 15%.
Enforcement
FSC Taiwan Fines SinoPac Securities Over Staff Misconduct
By Nithya Subramanian | 14/04/2025
A SinoPac Securities employee borrowed money from clients, misused client funds, and engaged in deceptive practices.
Market Infrastructure
SEBI Standardises System Audit Reports for MIIs
By Nithya Subramanian | 14/04/2025
The new reporting structure aims to enhance audit consistency, improve regulatory oversight, and streamline compliance monitoring across MIIs.
Securities / Derivatives
Philippine Regulators Urge Energy Firms to Tap Capital Market
By Sanday Chongo Kabange | 14/04/2025
The SEC has simplified its registration requirements to make it easy for power generation and distribution companies to publicly issue securities.
Securities / Derivatives
SEBI Constitutes High-Level Panel to Review Conflict of Interest Policies
By Nithya Subramanian | 13/04/2025
The panel will review existing policies governing conflicts of interest, disclosures, and recusals concerning its board members and officials.
AML / KYC
SEBI Adopts New Threshold for Granular Disclosures by FPIs
By Editors | 13/04/2025
The higher threshold reduces the number of FPIs that are subject to granular disclosure requirements, reducing compliance costs for foreign investors.
Securities / Derivatives
FSC Korea in Bid to Boost Corporate Financing by Securities Firms
By Thisanka Siripala | 11/04/2025
Under the new rules, securities firms must allocate 25% of funds raised via commercial paper and IMAs to venture capital.
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