Securities & Trading
-
Basel III Market Risk Requirement Lower than Expected
Samuel Riding, Regulation Asia January 15, 2016BCBS says banks will have to increase high-quality capital held against trading books by only 40 percent.
-
BSE to Check ‘Reasonability’ of Equity Derivative Prices
Samuel Riding, Regulation Asia January 14, 2016Mumbai exchange to also extend existing price reasonability monitoring to cover currency options, effective 18 January.
-
ISDA Tightens Credit Event Committee Rules
Samuel Riding, Regulation Asia January 12, 2016Members of determination committees required to declare conflicts of interest, detail internal voting procedures.
-
UPDATED – India Restricts Funds’ Corporate Bond Investment
Samuel Riding, Regulation Asia January 11, 2016Securities regulator reduces individual company and sector exposure limits due to distressed debt concerns.
-
SAFE to Tighten Risk Control, Limits Some USD Purchases
Samuel Riding, Regulation Asia January 11, 2016Foreign exchange regulator plans to boost risk controls, push regulatory reform and market development.
-
SZSE Revises Disclosure Requirements
Samuel Riding, Regulation Asia January 11, 2016Shenzhen exchange introduces pre-announcement system for stake reductions by major shareholders.
-
JP Morgan Fined for Trading Breaches
Samuel Riding, Regulation Asia December 15, 2015Hong Kong SFC reprimands investment bank for short-selling, principal trading and dark pool failings.
-
IOSCO Publishes Results of Hedge Fund Survey
Samuel Riding, Regulation Asia December 14, 2015Third report of hedge fund survey finds no liquidity problems under ‘normal’ conditions.
-
The Challenges and Pitfalls in IFRS 9 Implementation
Wolters Kluwer Financial Services December 4, 2015Wolters Kluwer Financial Services examines the challenges and impact of new reporting standards.
-
Four Japanese Banks Sign up to ISDA Protocol
Samuel Riding, Regulation Asia November 13, 2015Quartet among 21 global financial institutions to sign up to revised protocol on special resolution regimes.
