Securities & Trading
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CBRC Proposes Bank Risk Management Guidelines
Samuel Riding, Regulation Asia July 7, 2016Draft guidelines include proposals on governance structure, control and audit.
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JSDA Issues Details of T+2 Final Report
Samuel Riding, Regulation Asia July 6, 2016Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.
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HKEx to Introduce Closing Auction Session
Samuel Riding, Regulation Asia July 4, 2016Closing auction to be reintroduced third quarter to bring HKEx back in line with global peers.
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SZ-HK Stock Connect to Kick-off Before Year End
Editors, Regulation Asia July 3, 2016CSRC chairman unable to give definitive timetable; plans for Shanghai-London link delayed.
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SFC Ticks Off BAML for Disclosure Failings
Samuel Riding, Regulation Asia June 30, 2016Units publicly censured for breaching takeovers code regarding dealing in two stocks.
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IDX Plans to Boost Market Liquidity
Samuel Riding, Regulation Asia June 28, 2016Brokers in Indonesia could be encouraged to increase minimum capital in an effort to energise stock market.
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HKEX Squeezes Shorting Options
Samuel Riding, Regulation Asia June 28, 2016From 4 July, fewer stocks become eligible to be shorted following periodic review of criteria.
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India Confirms to Follow Basel OTC Norms
Samuel Riding, Regulation Asia June 24, 2016RBI issues draft guidelines based on BCBS framework; implementation set for April 2017.
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Hong Kong Code of Conduct Breaches Surge
Samuel Riding, Regulation Asia June 23, 2016SFC Annual Report also reveals sharp rise in AML breaches.
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Asia’s Digital On-boarding Challenge
Editors, Regulation Asia June 22, 2016Appway survey reveals how regulations, technology, and compliance are driving competition among wealth managers in Asia.
