Draft guidelines include proposals on governance structure, control and audit.
Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.
Closing auction to be reintroduced third quarter to bring HKEx back in line with global peers.
CSRC chairman unable to give definitive timetable; plans for Shanghai-London link delayed.
Units publicly censured for breaching takeovers code regarding dealing in two stocks.
Brokers in Indonesia could be encouraged to increase minimum capital in an effort to energise stock market.
From 4 July, fewer stocks become eligible to be shorted following periodic review of criteria.
RBI issues draft guidelines based on BCBS framework; implementation set for April 2017.
SFC Annual Report also reveals sharp rise in AML breaches.
Appway survey reveals how regulations, technology, and compliance are driving competition among wealth managers in Asia.