Securities & Trading
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HKEx, KRX to Explore Derivatives Cross-listing
Samuel Riding, Regulation Asia June 22, 2016Agreement would cover index futures and options, local currency derivatives.
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HSBC Files USD35mn Rate Rigging Settlement
Samuel Riding, Regulation Asia June 21, 2016Proposed payment relates to anti-trust case alleging manipulation of two yen benchmarks.
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Tax Rules Could ‘Collapse’ Pakistan Brokerage Industry
Samuel Riding, Regulation Asia June 21, 2016Director of Pakistan Stock Exchange attacks recent tax changes, excessive regulation.
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HK SFC Planning Fund Liquidity Rules
Editors, Regulation Asia June 17, 2016Regulators’ increasingly concerned about role of investment funds as source of systemic risk.
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No Super-Regulator Soon, China Think Tank Says
Samuel Riding, Regulation Asia June 17, 2016Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.
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Japan Probes Banks’ Currency Settlement Risk
Samuel Riding, Regulation Asia June 16, 2016Financial Services Agency to check whether banks and brokers use automated services.
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BSE to Test Trading at Disaster Recovery Site
Samuel Riding, Regulation Asia June 16, 2016BSE (Bombay Stock Exchange) will conduct a mock trading session from a disaster recovery site in Hyderabad to test the strength of its systems.
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AxiomSL, SAP Launch Regulatory Data Product
Samuel Riding, Regulation Asia June 15, 2016Platform supports regulatory and risk reporting, data aggregation.
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ASIC Confirms ASX Meets Regulatory Obligations
Samuel Riding, Regulation Asia June 15, 2016Conclusion based on surveillance assessments and engagement with HK, Singapore regulators.
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PBOC to Allow FI Bankruptcies
Samuel Riding, Regulation Asia June 14, 2016Deputy governor says orderly market exits for financial institutions should be encouraged.
