Securities & Trading
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Global Regulators Turn Focus to CCPs
Samuel Riding, Regulation Asia August 19, 2016CPMI-IOSCO and FSB issue series of reports addressing the risks posed by central counterparties.
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ASX Advances Block-chain Development
Samuel Riding, Regulation Asia August 18, 2016Permission-based network due to replace electronic sub-register.
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HK-Shenzhen Stock Connect to Launch in December
Samuel Riding, Regulation Asia August 17, 2016China, Hong Kong regulators approve link; total daily quota set at USD3.5 billion.
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BSE to Set Up International Exchange, Clearing Corporation
Samuel Riding, Regulation Asia August 15, 2016Equity, commodity and currency derivatives to be offered at India’s 1st international trading centre.
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CSRC Forms Task Group for SZ-HK Stock Connect
Editors, Regulation Asia August 12, 2016SZ-HK connect will give foreign investors direct access to CSI 500 stocks.
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Kyc.com, Dow Jones, Exiger and Regulatory DataCorp Partner to Integrate Sanctions, Screening and Client Risk Assessment
Editors, Regulation Asia August 12, 2016Utility to support firms, regulatory bodies and multiple jurisdictions.
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SEBI Asks RBI, Government to Ease AIF Rules
Editors, Regulation Asia August 10, 2016Taxation and safe harbour key concerns for SEBI.
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SEBI Drafts Algo-trading Framework Revision
Editors, Regulation Asia August 8, 2016Indian regulator suggests mechanisms to limit HFT downside.
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SBP Revamps Bank, DFI Regulation
Editors, Regulation Asia August 5, 2016The central bank frequently reviews and amends its framework to align with international practices.
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Korean Investment Banks Given Boost in IPO Chase
Editors, Regulation Asia August 4, 2016FSC’s new regulation will allow Korean brokerages to pursue more IPOs.
