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Enforcement
JSDA Fines Nomura Over JGB Futures Manipulation Case
By Editors | 19/12/2024
The FSA, OSE and TSE have each already penalised Nomura Securities for JGB futures manipulation by one of its traders in March 2021.
Fintech / Regtech
HKEX Launches New Data Marketplace for Investors
By Sanday Chongo Kabange | 19/12/2024
“HKEX Data Marketplace” will allow data users to access historical and reference data on securities and derivatives.
Market Infrastructure
New Zealand Proposes Measures to Boost Capital Market
By Manesh Samtani | 19/12/2024
The measures will make it easier for KiwiSaver funds to invest in unlisted assets, and improve the attractiveness and ease of listing on NZX.
Securities / Derivatives
APRA Identifies Valuation Governance Weaknesses at Super Funds
By Sanday Chongo Kabange | 18/12/2024
APRA said superannuation trustees need to further enhance their valuation and liquidity risk management practices.
Enforcement
New Zealand FMA Censures Pathfinder for Misleading Representations
By Sanday Chongo Kabange | 18/12/2024
The FMA said Pathfinder Asset Management should have included information in social media ads about exceptions permitted by its ethical investment policy
Securities / Derivatives
SEBI Tightens Norms on Issuance of ODIs by FPIs
By Editors | 18/12/2024
New requirements on the issuance and use of offshore derivative instruments by FPIs are being introduced to prevent regulatory arbitrage.
Market Infrastructure
HKEX Confirms Plans to Reduce Tick Sizes in Securities Market
By Editors | 18/12/2024
HKEX will proceed with its proposal to reduce minimum spreads of equities, REITs, and equity warrants in two phases.
Securities / Derivatives
FCA Proposes Rules for New Stock Market for Private Companies
By Editors | 18/12/2024
PISCES will allow private and other unquoted UK and overseas companies to trade their securities during intermittent trading windows.
Securities / Derivatives
GFEX Set to Launch New Polysilicon Futures, Options Contracts
By Editors | 18/12/2024
The new contracts are expected to help address rising price volatility and provide a key risk management tool for China’s solar supply chain.
Securities / Derivatives
Malaysia Launches Trading in Used Cooking Oil Futures
By Sanday Chongo Kabange | 18/12/2024
The new aims to address the need for price transparency and risk management tools in the growing used cooking oil market.
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