Securities / Derivatives

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    Enforcement

    JSDA Fines Nomura Over JGB Futures Manipulation Case

    By Editors | 19/12/2024

    The FSA, OSE and TSE have each already penalised Nomura Securities for JGB futures manipulation by one of its traders in March 2021.

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    Fintech / Regtech

    HKEX Launches New Data Marketplace for Investors

    By Sanday Chongo Kabange | 19/12/2024

    “HKEX Data Marketplace” will allow data users to access historical and reference data on securities and derivatives.

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    Market Infrastructure

    New Zealand Proposes Measures to Boost Capital Market

    By Manesh Samtani | 19/12/2024

    The measures will make it easier for KiwiSaver funds to invest in unlisted assets, and improve the attractiveness and ease of listing on NZX.

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    Securities / Derivatives

    APRA Identifies Valuation Governance Weaknesses at Super Funds

    By Sanday Chongo Kabange | 18/12/2024

    APRA said superannuation trustees need to further enhance their valuation and liquidity risk management practices.

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    Enforcement

    New Zealand FMA Censures Pathfinder for Misleading Representations

    By Sanday Chongo Kabange | 18/12/2024

    The FMA said Pathfinder Asset Management should have included information in social media ads about exceptions permitted by its ethical investment policy

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    Securities / Derivatives

    SEBI Tightens Norms on Issuance of ODIs by FPIs

    By Editors | 18/12/2024

    New requirements on the issuance and use of offshore derivative instruments by FPIs are being introduced to prevent regulatory arbitrage.

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    Market Infrastructure

    HKEX Confirms Plans to Reduce Tick Sizes in Securities Market

    By Editors | 18/12/2024

    HKEX will proceed with its proposal to reduce minimum spreads of equities, REITs, and equity warrants in two phases.

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    Securities / Derivatives

    FCA Proposes Rules for New Stock Market for Private Companies

    By Editors | 18/12/2024

    PISCES will allow private and other unquoted UK and overseas companies to trade their securities during intermittent trading windows.

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    Securities / Derivatives

    GFEX Set to Launch New Polysilicon Futures, Options Contracts

    By Editors | 18/12/2024

    The new contracts are expected to help address rising price volatility and provide a key risk management tool for China’s solar supply chain.

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    Securities / Derivatives

    Malaysia Launches Trading in Used Cooking Oil Futures

    By Sanday Chongo Kabange | 18/12/2024

    The new aims to address the need for price transparency and risk management tools in the growing used cooking oil market.

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