Securities & Trading
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ASIC Consults on Market, Securities Class Orders
Samuel Riding, Regulation Asia July 14, 2016Regulator proposes to remake nine instruments, vary or repeal three.
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APRA Defines HQLA for Coverage Ratio
Samuel Riding, Regulation Asia July 14, 2016Regulator says it will continue to develop and vary its definition if warranted.
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Trade Associations React to Leverage Ratio Revisions
Samuel Riding, Regulation Asia July 12, 2016Group including Japan Financial Markets Council publish response to BCBS consultation.
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SEBI Seeks Clarity on Algo-trading Violations
Samuel Riding, Regulation Asia July 7, 2016Securities regulator to bring National Stock Exchange before technical advisory committee.
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CBRC Proposes Bank Risk Management Guidelines
Samuel Riding, Regulation Asia July 7, 2016Draft guidelines include proposals on governance structure, control and audit.
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JSDA Issues Details of T+2 Final Report
Samuel Riding, Regulation Asia July 6, 2016Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.
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HKEx to Introduce Closing Auction Session
Samuel Riding, Regulation Asia July 4, 2016Closing auction to be reintroduced third quarter to bring HKEx back in line with global peers.
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SZ-HK Stock Connect to Kick-off Before Year End
Editors, Regulation Asia July 3, 2016CSRC chairman unable to give definitive timetable; plans for Shanghai-London link delayed.
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SFC Ticks Off BAML for Disclosure Failings
Samuel Riding, Regulation Asia June 30, 2016Units publicly censured for breaching takeovers code regarding dealing in two stocks.
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IDX Plans to Boost Market Liquidity
Samuel Riding, Regulation Asia June 28, 2016Brokers in Indonesia could be encouraged to increase minimum capital in an effort to energise stock market.
