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SECURITIES / DERIVATIVES
Securities / Derivatives
SEBI Proposes Stricter Rules for Offshore Derivatives Issuance
By Ajoy K Das | 08/08/2024
Issuers will be required to maintain a separate dedicated FPI registration and prohibited from using Indian derivatives as the underlying.
Securities / Derivatives
SEBI Imposes New Obligations on AMCs to Address Market Abuse
By Ajoy K Das | 07/08/2024
Fund managers are required to put in place a whistleblower mechanism and enhance their surveillance systems, internal controls and procedures.
Securities / Derivatives
SGX Launches SORA, TONA Futures to Enable More Effective Hedging
By Ranamita Chakraborty | 07/08/2024
SGX says the new futures contracts provide a new tool for hedging interest rate risks and generating capital efficiencies.
Securities / Derivatives
SEBI Proposes to Streamline Rules for Entities with Listed NCDs
By Ajoy K Das | 07/08/2024
SEBI proposes to align the approval and authentication process for financial results of entities with listed NCDs to that of equity-listed entities.
Enforcement
Malaysia SC Fines Fund Consultant for Breaching Securities Laws
By Sanday Chongo Kabange | 06/08/2024
The former Kenanga Investors Berhad consultant misappropriated investor funds and provided falsified statements of accounts.
Securities / Derivatives
Taiwan to Amend Regulations to Allow First Active ETFs
By Manesh Samtani | 06/08/2024
Both active stock ETFs and active bond ETFs will be allowed, with requirements for daily announcements of actual portfolio holdings.
Market Infrastructure
HKEX to Hold Practice Session for Severe Weather Trading
By Sanday Chongo Kabange | 06/08/2024
The 24 August session is intended to help EPs prepare for implementation of Severe Weather Trading (SWT) arrangements next month.
Market Infrastructure
ASX Issues 2nd Consultation on CHESS System Design
By Manesh Samtani | 06/08/2024
ASX proposes to move cash equities to a T+1 settlement cycle after the CHESS replacement is fully delivered in 2029.
AML / KYC
MAS to Require Family Offices to Undergo Screening Process
By Ranamita Chakraborty | 06/08/2024
From 1st October, Singapore-based family offices must complete a screening process with approved providers to qualify for tax incentives.
Securities / Derivatives
Saudi PIF Signs Investment Agreements with Six Chinese FIs
By Nithya Subramanian | 06/08/2024
The investment agreements totaling USD 50 billion aim to encourage two-way capital flows through both debt and equity.
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