SECURITIES / DERIVATIVES

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    Securities / Derivatives

    JSDA Seeks to Add Protection Clauses to Corporate Bonds

    By Editors | 10/07/2024

    JSDA will reportedly encourage the use of change of control clauses and reporting covenants in corporate bonds with lower ratings.

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    Securities / Derivatives

    SEBI Issues New Rules for Passively Managed Funds

    By Ajoy K Das | 10/07/2024

    SEBI is imposing a new cap for passive mutual fund schemes on investments in sponsor-affiliated companies.

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    Securities / Derivatives

    CSRC Proposes Reporting Requirements for Private Funds

    By Editors | 10/07/2024

    The rules clarify the obligations of private fund managers to disclose information to investors and regulators when major risks are discovered.

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    Securities / Derivatives

    Korea Approves New Disclosure Rule for Insider Transactions

    By Editors | 10/07/2024

    Listed companies will be required to disclose insider transactions 30 days prior to their planned transaction dates, starting from 24 July.

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    Securities / Derivatives

    GFEX Unveils Plans to Introduce Platinum, Palladium Futures

    By Editors | 10/07/2024

    Guangzhou Futures Exchange’s new contracts will provide mechanisms for price discovery and hedging for platinum and palladium.

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    Market Infrastructure

    Japan, Canadian Regulators Sign MoC on CCP Supervision

    By Editors | 10/07/2024

    The MoC will enhance cooperation in the supervision of cross-border clearing agencies operating as CCPs in Ontario and Japan.

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    Securities / Derivatives

    Taiwan Set to Shorten Auction Interval for Odd-Lot Trading

    By Editors | 09/07/2024

    The auction interval for odd-lot trading will be reduced from one minute to five seconds, effective from 2 December 2024.

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    Enforcement

    China to Intensify Crackdown on Capital Markets Fraud

    By Manesh Samtani | 09/07/2024

    New guideline includes measures to crack down on financial fraud such as false information disclosure and embezzlement of IPO proceeds.

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    Securities / Derivatives

    China to Allow CGBs as Collateral for Swap Connect

    By Manesh Samtani | 09/07/2024

    OTC Clear plans to start accepting China Government Bonds and Policy Financial Bonds as collateral for Swap Connect by year end.

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    Enforcement

    Singapore CEO Fined for False Announcement, Insider Trading

    By Editors | 09/07/2024

    The former CEO was fined SGD 310,000, “voluntarily disgorged” about SGD 630,000, and is disqualified from being a director for 5 years.

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