Securities & Trading
-
HKFE, SFC Fire off Conduct Warnings to Brokers
Editors, Regulation Asia June 23, 2017 -
At Last, MSCI Says ‘Aye’ to A-shares
Editors, Regulation Asia June 21, 2017 -
CSRC Eyes Education to Halt Market Malpractice
Editors, Regulation Asia June 19, 2017 -
1.6KAPAC Implementation of IFRS 9 – A Work in Progress
Garima Chitkara, Regulation Asia June 16, 2017Domestic institutions in Asia have a long road ahead to meet the January 2018 deadline, survey finds.
-
IOSCO Updates Advice on Wholesale Market Misconduct
Editors, Regulation Asia June 15, 2017 -
India Sets Out Commodity Options Regime
Editors, Regulation Asia June 15, 2017 -
Indian Market Manipulation Cases Surge to Record High
Editors, Regulation Asia June 7, 2017 -
Pakistan Confirms Further Progress on IOSCO Principles
Editors, Regulation Asia June 7, 2017 -
Get Ready for Expanded OTC Derivatives Reporting – SFC
Editors, Regulation Asia June 5, 2017 -
MAS Issues Retail Derivative, OTC Licensing Consultations
Samuel Riding, Regulation Asia June 1, 2017Stiffer requirements for retail dealing in unlisted derivatives; licensing exemption for remote clearing members.
