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Securities / Derivatives
JSDA Seeks to Add Protection Clauses to Corporate Bonds
By Editors | 10/07/2024
JSDA will reportedly encourage the use of change of control clauses and reporting covenants in corporate bonds with lower ratings.
Securities / Derivatives
SEBI Issues New Rules for Passively Managed Funds
By Ajoy K Das | 10/07/2024
SEBI is imposing a new cap for passive mutual fund schemes on investments in sponsor-affiliated companies.
Securities / Derivatives
CSRC Proposes Reporting Requirements for Private Funds
By Editors | 10/07/2024
The rules clarify the obligations of private fund managers to disclose information to investors and regulators when major risks are discovered.
Securities / Derivatives
Korea Approves New Disclosure Rule for Insider Transactions
By Editors | 10/07/2024
Listed companies will be required to disclose insider transactions 30 days prior to their planned transaction dates, starting from 24 July.
Securities / Derivatives
GFEX Unveils Plans to Introduce Platinum, Palladium Futures
By Editors | 10/07/2024
Guangzhou Futures Exchange’s new contracts will provide mechanisms for price discovery and hedging for platinum and palladium.
Market Infrastructure
Japan, Canadian Regulators Sign MoC on CCP Supervision
By Editors | 10/07/2024
The MoC will enhance cooperation in the supervision of cross-border clearing agencies operating as CCPs in Ontario and Japan.
Securities / Derivatives
Taiwan Set to Shorten Auction Interval for Odd-Lot Trading
By Editors | 09/07/2024
The auction interval for odd-lot trading will be reduced from one minute to five seconds, effective from 2 December 2024.
Enforcement
China to Intensify Crackdown on Capital Markets Fraud
By Manesh Samtani | 09/07/2024
New guideline includes measures to crack down on financial fraud such as false information disclosure and embezzlement of IPO proceeds.
Securities / Derivatives
China to Allow CGBs as Collateral for Swap Connect
By Manesh Samtani | 09/07/2024
OTC Clear plans to start accepting China Government Bonds and Policy Financial Bonds as collateral for Swap Connect by year end.
Enforcement
Singapore CEO Fined for False Announcement, Insider Trading
By Editors | 09/07/2024
The former CEO was fined SGD 310,000, “voluntarily disgorged” about SGD 630,000, and is disqualified from being a director for 5 years.
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