SECURITIES / DERIVATIVES

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    Enforcement

    ANZ Under Scrutiny for Misreported Bond Trading Data

    By Editors | 14/07/2024

    ANZ reportedly overstated the value of government bonds it traded and amplified its ranking against peer banks.

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    Securities / Derivatives

    IFSCA Permits Synthetic Securitisation by Banks in GIFT City

    By Ajoy K Das | 12/07/2024

    IBUs will be allowed to participate in synthetic securitisation if its home regulator complies with Basel III framework.

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    Securities / Derivatives

    CSRC Tightens Curbs on Short Selling, Securities Lending

    By Manesh Samtani | 12/07/2024

    Margins for short-selling will increase. CSF suspended its securities lending business. Quant trading also under scrutiny.

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    Market Infrastructure

    UK to Introduce New Listing Regime from 29 July

    By Manesh Samtani | 12/07/2024

    The new regime will merge the ‘premium’ and ‘standard’ listing segments and allow founders to exert greater control of their companies.

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    Market Infrastructure

    EU Plans to Move to T+1 Settlement Cycle in 2027: Report

    By Nithya Subramanian | 12/07/2024

    In a poll conducted at a meeting hosted by ESMA, close to 70 per cent of respondents advocated for the switch to occur in 2027.

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    Crypto / Digital Assets

    ASX Commences Trading in Second Spot Bitcoin ETF

    By Editors | 12/07/2024

    The ETF is managed by DigitalX Limited in partnership with K2 Asset Management and Canadian firm 3iQ.

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    Securities / Derivatives

    HKEX Lists First ETF Tracking China SOE Performance

    By Editors | 12/07/2024

    Hong Kong official Christopher Hui said ETF listing marks a new milestone for Hong Kong’s market.

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    Securities / Derivatives

    SEBI Committee Recommends Measures to Curb Derivatives Trading Volumes

    By Ajoy K Das | 11/07/2024

    The committee proposes increasing minimum lot sizes and limiting options to address rising speculative trading in derivatives.

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    Enforcement

    Archegos Founder Convicted of Fraud, Market Manipulation

    By Nithya Subramanian | 11/07/2024

    Bill Hwang was found guilty, and faces significant penalties following the 2021 collapse of his USD 36 billion investment firm.

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    Enforcement

    SC Malaysia Sues Former Nicorp CEO for Insider Trading

    By Nithya Subramanian | 11/07/2024

    The SC is seeking disgorgement and civil penalty of MYR26.44 million. Additionally, it wants to bar Chan from taking up management positions for five years.

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