Securities / Derivatives

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    ESG / Sustainability

    Thai SEC Translates TCFD Recommendations for Local Firms

    By Sanday Chongo Kabange | 26/10/2023

    The move is intended to help listed companies, investment analysts and asset managers better understand climate-related financial disclosures.

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    Securities / Derivatives

    SFC Issues Circular on Use of Annualised Returns for MMFs

    By Editors | 26/10/2023

    The SFC has decided to allow fund managers and intermediaries to present annualised returns for MMFs for periods of less than one year.

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    Securities / Derivatives

    SEBI Enlists 12 Entities to Provide Digital Forensic Services

    By Ajoy K Das | 25/10/2023

    The enlisted entities would be expected to extract and analyse digital evidence from devices during onsite search and seizure operations.

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    Crypto / Digital Assets

    Euroclear Launches DLT-based Digital Securities Issuance Service

    By Editors | 25/10/2023

    The inaugural Digitally Native Notes were issued by the World Bank on LuxSE, raising €100mn to finance sustainable development activities.

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    Securities / Derivatives

    MAS to Streamline Regulatory Regime for Fund Managers

    By Editors | 24/10/2023

    The RFMCs regime will be repealed. Existing RFMCs will transition to become Licensed Fund Management Companies instead.

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    Securities / Derivatives

    SFC Takes Issue With Practices of Fund Distributors

    By Manesh Samtani | 24/10/2023

    The SFC calls out distributor practices such as offering guaranteed returns, imposing lock-up periods, and lowering dealing frequency.

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    Securities / Derivatives

    Zhengzhou Exchange Launches Six New Commodity Options

    By Editors | 24/10/2023

    ZCE started trading options contracts staple fiber, soda ash, apples, manganese silicon, ferrosilicon and urea.

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    Securities / Derivatives

    RBI Allows Retail Investors to Access FRSBs Through Direct Portal

    By Ajoy K Das | 24/10/2023

    Until now, floating rate savings bonds were only available to retail investors through select branches of State Bank of India and certain other institutions.

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    Enforcement

    FSS Korea on Recruitment Drive to Enhance Inspections

    By Sanday Chongo Kabange | 24/10/2023

    The FSS is hiring 25 lawyers and accountants from financial firms to bolster its inspections and curb unfair practices.

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    Securities / Derivatives

    CSRC Proposes Measures to Boost Dividend Payouts to Investors

    By Editors | 24/10/2023

    Listed companies are asked to increase their dividend payout ratios, increase the frequency of dividends, and avoid paying “abnormally high” dividends.

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