ADVERTISEMENT
Securities / Derivatives
Capital / Liquidity
HK Investors Prepare Legal Action Over Credit Suisse AT1 Bonds
By Sanday Chongo Kabange | 07/09/2023
Hong Kong investors will claim the wipeout of Credit Suisse AT1 bonds was at odds with a bilateral investment treaty between Hong Kong and Switzerland.
Securities / Derivatives
Philippines Will Implement Short Selling Rules, Says Regulator
By Sanday Chongo Kabange | 07/09/2023
The SEC approved guidelines on short selling as early as 2018. It now says it is pushing to align its rules with major Asian markets.
Fintech / Regtech
SEBI Developing AI Tool to Detect Fund Mis-selling
By Editors | 07/09/2023
The AI tool will be able to detect misselling that may go unnoticed using “rule-based supervision”, said SEBI chairperson Madhabi Puri Buch.
Market Infrastructure
RBI, ESMA Close to Resolving Stand-Off Over CCPs – Report
By Manesh Samtani | 07/09/2023
Discussions regarding MoUs between the RBI and ESMA are reported to be progressing more smoothly and regularly.
Capital / Liquidity
FSB Warns of Financial Stability Risks from ‘Hidden’ NBFI Leverage
By Editors | 07/09/2023
The FSB has identified pockets of high leverage in the NBFI sector and outlines policy implications to address these vulnerabilities.
Fintech / Regtech
SGX Gains Connectivity to FIA Tech’s Trade Data Network
By Editors | 07/09/2023
The new connectivity will give SGX members greater transparency into their trade give up/ take in process.
Enforcement
Taiwan FSC Suspends Executive for Unlicensed TV Appearances
By Editors | 06/09/2023
Uni-President Investment Consulting was fined and its general manager suspended because she discussed stock analysis on TV without an analyst licence.
Market Infrastructure
Shanghai, Saudi Exchanges to Cooperate on Cross-Listings
By Manesh Samtani | 06/09/2023
The two exchanges will explore cross-listings of companies as well as ETFs, and also collaborate in areas such as fintech and ESG.
Crypto / Digital Assets
MAS Grants RMO Licence to Digital Asset Exchange AsiaNext
By Editors | 06/09/2023
AsiaNext, formed in 2021 as a joint venture between SBI Digital Asset Holdings and SIX Group, will cater exclusively to institutions.
Securities / Derivatives
SEBI Creates New ‘Abridged Prospectus’ Format for Debt Issuance
By Editors | 06/09/2023
The new format will further simplify and provide greater clarity and consistency in the disclosures by debt issuers, SEBI said.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.