Securities / Derivatives

    image

    Securities / Derivatives

    CSRC Confirms Plans to Open More Futures Products to Foreign Investors

    By Editors | 29/05/2023

    Vice chairman Fang Xinghai said the CSRC plans to open more futures products to overseas investors and attract more foreign institutions to participate in the futures market.

    image

    Securities / Derivatives

    CSRC Allows Morgan Stanley to Fully Own Futures Unit

    By Editors | 28/05/2023

    The new unit will be the second futures business in China to be wholly owned by a foreign bank, after JPMorgan Chase won a similar approval in 2020.

    image

    ESG / Sustainability

    Anti-ESG Movement a “Red Herring”

    By ESG Investor | 28/05/2023

    Investors can still take the “middle path” to appease US clients while upholding sustainability-related commitments.

    image

    Capital / Liquidity

    Korea Working on More Measures to Address Real Estate PF Risks

    By Sanday Chongo Kabange | 28/05/2023

    Regulators are extending support measures, encouraging write-offs of loss-making assets, and reassessing risk weights.

    image

    ESG / Sustainability

    Korea Introduces Voluntary Guidance for ESG Rating Agencies

    By Editors | 27/05/2023

    The guidelines, created by three ESG evaluation agencies and endorsed by regulators, take effect from 1 September.

    image

    Capital / Liquidity

    CCP Margin Models Lack Transparency, Predictability – Report

    By Manesh Samtani | 27/05/2023

    New BCBS-CPMI-IOSCO report examines the impact of CCP margin models on market participants in the aftermath of Russia’s invasion of Ukraine last year.

    image

    ESG / Sustainability

    IIGCC Outlines Principles for Enhancing Net Zero Benchmarks

    By ESG Investor | 26/05/2023

    New IIGCC working group with Bloomberg, FTSE Russell, MSCI, and S&P Global aims to promote best practices and real-world emissions reductions.

    image

    Securities / Derivatives

    EU Commission Unveils Measures to “Empower” Retail Investors

    By Mark Johnston | 25/05/2023

    The measures include better disclosures about investment products and services and a ban on inducements for “execution-only” sales.

    image

    Enforcement

    HK SFC Disqualifies Former Luxey International Directors

    By Ranamita Chakraborty | 25/05/2023

    A Hong Kong court found two former Luxey International directors responsible for fraudulently inflating the price of a corporate acquisition and pocketing the gains.

    image

    Enforcement

    Global Banks Under Probe for Breaking UK Competition Law

    By Editors | 25/05/2023

    The CMA “provisionally” found that five global banks broke competition law in the aftermath of the global financial crisis.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.