Securities / Derivatives

Securities / Derivatives

China Regulators Ask Banks to Report on Liquidity – Report

By Editors | 21/11/2022

The queries were reportedly prompted by a sell-off in bonds which triggered investor withdrawals from wealth management products.

Market Infrastructure

China Optimises Bond Investment Rules to Lure Foreign Investors

By Editors | 21/11/2022

The rules are aimed at making it easier for foreign institutional investors to participate in China’s bond market.

ESG / Sustainability

ChinaBond Launches Indicator System for Green Bond Disclosures

By Editors | 19/11/2022

New standard published by China Central Depository & Clearing contains 44 indicators of environmental benefits for green bond issuers to disclose.

ESG / Sustainability

APRA Issues Draft Guidance on Super Fund Investment Governance

By Editors | 19/11/2022

The guidance covers the new SPS 530 requirements on liquidity management, stress testing and valuations, as well as APRA’s expectations on ESG risk management.

ESG / Sustainability

New Zealand a Laggard in Net Zero Investment

By ESG Investor | 19/11/2022

Survey finds “disappointing progress” in new net zero commitments, but notes progress on policies by asset owners and fund managers.

Securities / Derivatives

IOSCO Reviews Liquidity Risk Management Measures at Funds

By Editors | 19/11/2022

IOSCO’s 2018 recommendations to strengthen liquidity risk management practices in open-ended funds are “broadly well implemented”.

Market Infrastructure

FSC Korea to Allow Brokers to Launch ATS Platforms for Securities

By Editors | 18/11/2022

The introduction of alternative trading systems will increase competition, boost trading activity, reduce costs for investors, and improve market efficiency.

Enforcement

Singapore Charges Former Hyflux Execs for Disclosure Failures

By Editors | 18/11/2022

A joint investigation by the CAD, MAS and ACRA found lapses in Hyflux’s disclosures and non-compliance with accounting standards.

Enforcement

FSS Instructs BNK Kyongnam Bank to Compensate Lime Investors

By Editors | 17/11/2022

The FSS determined that BNK Kyongnam Bank should provide 65 to 75 percent compensation to two investors affected by the collapse of Lime Asset Management.