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Enforcement
Singapore Imposes 36-Year Jail Sentence for Market Manipulation
By Editors | 03/01/2023
John Soh Chee Wen and Quah Su-Ling were sentenced to 36 and 20 years in jail, respectively, for manipulating three penny stocks ten years ago.

Securities / Derivatives
SEBI to Review Fees and Expenses Charged by Mutual Funds
By Editors | 03/01/2023
SEBI will review existing regulatory provisions and market practices applicable to mutual fund fees and expenses and consider appropriate policy measures.

Securities / Derivatives
Dalian Exchange Opens Soy Derivatives to Foreign Traders
By Editors | 03/01/2023
Foreign investors can trade futures and options in No 1 Soybean, No 2 Soybean, Soybean meal, and Soybean oil.

Market Infrastructure
NSE India Receives Approval to Set Up Social Stock Exchange
By Editors | 02/01/2023
The social stock exchange will allow direct listings from non-profit organisations and for-profit social enterprises.

Securities / Derivatives
Chinese Exchanges Announce Fee Reductions for 2023
By Editors | 02/01/2023
Shanghai and Shenzhen exchanges are granting exemptions from initial and annual listing fees and all bond transaction handling fees.

Securities / Derivatives
CBIRC Proposes New Rules to Contain Risks in Trust Industry
By Editors | 01/01/2023
Trust companies will have to divide their businesses into specific categories and ensure those businesses stay within the boundaries of their classifications.
Market Infrastructure
Two More ETFs List via Singapore-Shenzhen Trading Link
By Editors | 31/12/2022
SGX listed its second ETF via the SZSE-SGX ETF Link. SZSE listed its first ETF via the link. The two ETFs have a combined AUM of over SGD 270 million.
Enforcement
China to Crack Down on Illegal Stock Recommendations
By Editors | 30/12/2022
Regulators are targeting online information, accounts, website platforms and mobile apps being used to make stock recommendations illegally.
ESG / Sustainability
China ETS Sees Lower Than Expected Trading Performance
By Editors | 30/12/2022
Only 44 million tonnes of carbon allowances were traded during 2022, down from 179 million tonnes in 2021, though the market has now exceeded CNY 10 billion in cumulative turnover.
Securities / Derivatives
FSC Korea to Introduce Takeover Bid Rule for M&A Deals
By Editors | 30/12/2022
The rule will require takeover bidders to offer minority shareholders an opportunity to sell their shares in a corporate merger or acquisition.
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