Securities / Derivatives

    image

    Securities / Derivatives

    Dalian Exchange Opens Soy Derivatives to Foreign Traders

    By Editors | 03/01/2023

    Foreign investors can trade futures and options in No 1 Soybean, No 2 Soybean, Soybean meal, and Soybean oil.

    image

    Market Infrastructure

    NSE India Receives Approval to Set Up Social Stock Exchange

    By Editors | 02/01/2023

    The social stock exchange will allow direct listings from non-profit organisations and for-profit social enterprises.

    image

    Securities / Derivatives

    Chinese Exchanges Announce Fee Reductions for 2023

    By Editors | 02/01/2023

    Shanghai and Shenzhen exchanges are granting exemptions from initial and annual listing fees and all bond transaction handling fees.

    image

    Securities / Derivatives

    CBIRC Proposes New Rules to Contain Risks in Trust Industry

    By Editors | 01/01/2023

    Trust companies will have to divide their businesses into specific categories and ensure those businesses stay within the boundaries of their classifications.

    Market Infrastructure

    Two More ETFs List via Singapore-Shenzhen Trading Link

    By Editors | 31/12/2022

    SGX listed its second ETF via the SZSE-SGX ETF Link. SZSE listed its first ETF via the link. The two ETFs have a combined AUM of over SGD 270 million.

    Enforcement

    China to Crack Down on Illegal Stock Recommendations

    By Editors | 30/12/2022

    Regulators are targeting online information, accounts, website platforms and mobile apps being used to make stock recommendations illegally.

    ESG / Sustainability

    China ETS Sees Lower Than Expected Trading Performance

    By Editors | 30/12/2022

    Only 44 million tonnes of carbon allowances were traded during 2022, down from 179 million tonnes in 2021, though the market has now exceeded CNY 10 billion in cumulative turnover.

    Securities / Derivatives

    FSC Korea to Introduce Takeover Bid Rule for M&A Deals

    By Editors | 30/12/2022

    The rule will require takeover bidders to offer minority shareholders an opportunity to sell their shares in a corporate merger or acquisition.

    AML / KYC

    SFC to Collect More Granular Data from Licenced Firms

    By Manesh Samtani | 30/12/2022

    Many of the new questions in the SFC’s updated BRMQ focus on AML/CFT practices and brokerage business controls.

    Securities / Derivatives

    UK Court Dismisses Case Seeking LME Disclosures on Cancelled Nickel Trades

    By Editors | 30/12/2022

    The lawsuit sought disclosures from the LME regarding its March decision to cancel nickel trades. The court said the merits of the case were “weak”.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.