Securities / Derivatives

Securities / Derivatives

ASIC Seeks Feedback on Asia Region Funds Passport

By Editors | 24/10/2022

ASIC is inviting the managed funds industry to provide feedback on the level of industry interest and preparedness to use the ARFP.

Securities / Derivatives

Taiwan Restricts Short Selling Based on Daily Triggers

By Editors | 24/10/2022

A short selling ban will apply to all TWSE and TPEx stocks that fall 3.5 percent or more in a day. The FSC will make a daily list of stocks subject to the ban.

Securities / Derivatives

ASX Sets Out Measures for Handling Future Outages

By Editors | 24/10/2022

ASX will consult on a new automated service that can provide greater certainty about trade and order status, and a new ‘Cancel Only’ session state.

Capital / Liquidity

India: ISDA Requests Details on CCIL’s Proposed UMR Services

By Editors | 24/10/2022

ISDA has responded to CCIL proposals to create a margining and collateral service for non-centrally cleared OTC derivatives trades in India.

Securities / Derivatives

Bangladesh: Slow Start for Govt Bond Trading on Exchanges

By Editors | 24/10/2022

Government bonds can now be traded on Bangladesh’s stock markets, but only very few trades have taken place so far.

Enforcement

FCA Seeks £50m Penalty from Barclays for 2008 Deals

By Editors | 24/10/2022

Barclays did not disclose payments made to Qatari entities for their participation in two capital raisings during the GFC in 2008.

Securities / Derivatives

HKMA Issues New Guidance on Investment Product Sales

By Editors | 24/10/2022

The new guidance covers investment product suitability, concentration risk assessments, and the sale of loss-absorption products.

Securities / Derivatives

Korea to Buy Up Corporate Debt to Stabilise Markets

By Editors | 24/10/2022

Korea’s government has pledged KRW 50 trillion to buy up corporate debt, defer the return to 100 percent LCR, and supply liquidity to securities firms.

Securities / Derivatives

APRA Commences New Statistical Publication on Super Sector

By Editors | 24/10/2022

The published data for the first time includes information on the number and types of products and investment options available in the superannuation industry.