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Securities / Derivatives
CSRC Approves China’s First Tradeable Infrastructure REITs
By Editors | 18/05/2021
Five REITs will be traded in Shanghai, while another four will be traded in Shenzhen. The nine projects will raise an estimated CNY 30 billion.
Securities / Derivatives
Japan to Start Holiday Trading in Derivatives in Sep 2022
By Manesh Samtani | 18/05/2021
Osaka Exchange and Tokyo Commodity Exchange will begin holiday trading in index and commodity futures and options in September 2022.
Securities / Derivatives
China Regulators Facilitate Financing Arrangements for Huarong
By Editors | 18/05/2021
The CBIRC has reportedly helped to facilitate the provision of liquidity support to Huarong until August through loans from state-owned banks.
Securities / Derivatives
Tokyo Bourse Plans to Extend Trading Hours – Report
By Editors | 18/05/2021
Longer trading hours are expected to increase participation from overseas investors, as well as local retail investors that trade after work.
Market Infrastructure
HKEX Clears First SOFR-HONIA Cross Currency Swaps
By Editors | 18/05/2021
OTC Clear announced last week that it was launching clearing services for cross-currency interest rates swaps and basis swaps referencing HONIA and SOFR.
Enforcement
CSRC Launches Probe into Allegations of Market Manipulation
By Editors | 17/05/2021
A fund manager has claimed that at least 18 stocks are being manipulated by the listed companies, private equity funds and publicly offered funds.
Securities / Derivatives
SEBI Consults on Measures to Protect Client Collateral
By Editors | 17/05/2021
The proposed framework seeks to protect clients’ collateral from being misused or misappropriated by trading or clearing members.
Securities / Derivatives
PCAOB Proposes Framework for HFCAA Determinations
By Editors | 16/05/2021
The PCAOB will use the proposed framework to determine when it is unable to carry out inspections of overseas audit firms of US-listed companies.
Securities / Derivatives
SEBI Proposes to Reduce Promoter Lock-in Period
By Editors | 14/05/2021
SEBI proposes to reduce the lock-in period for the minimum promoter’s contribution to an IPO from 3 years to one year.
Enforcement
Hong Kong: Six Current & Former Directors Fined Over Inside Information
By Editors | 14/05/2021
Timely disclosure of inside information is central to the orderly operation of the market and underpins a fair and informed market, the SFC said.
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