Securities / Derivatives

    Securities / Derivatives

    LME to Introduce New Reporting Requirements on 18 July

    By Editors | 20/06/2022

    A lack of transparency in OTC positions was a key reason the LME struggled to manage the turbulent nickel trading earlier this year.

    Securities / Derivatives

    Thai SEC Directs Listcos to Exercise Prudence in Crypto Business

    By Editors | 20/06/2022

    Circulars were sent to listed companies regarding digital assets. The SEC’s final advertising rules will take effect on 16 July. Huobi has exited the Thai market.

    Crypto / Digital Assets

    Korea: New FSC, FSS Chiefs to Prioritise Stability, Growth

    By Mark Johnston | 20/06/2022

    The FSS will be led by former prosecutor Lee Bok-hyun, while the FSC will be led by Kim Joo-hyun, who helped guide Korea through the 2008 crisis.

    Securities / Derivatives

    RBI Consults on Initial Margin Rules for Uncleared OTC Derivatives

    By Manesh Samtani | 20/06/2022

    VM rules were proposed in 2020 and will now take effect from 1 December 2022. IM rules are open for comment until 29 July 2022.

    Securities / Derivatives

    Taiwan Revises Bond Issuance Rules for Financial Groups

    By Editors | 20/06/2022

    Financial holding companies will be able to issue corporate bonds in batches over up to two years using a single approval granted by the FSC.

    Securities / Derivatives

    Financial Transaction Taxes Disrupt Securities Markets: ASIFMA

    By Editors | 19/06/2022

    Financial transaction taxes tend to reduce stock prices, trading volume, liquidity, and overall market attractiveness.

    Securities / Derivatives

    SEBI Enhances Cybersecurity Requirements for Asset Managers

    By Editors | 19/06/2022

    A new framework that took effect on 15 July requires AMCs to conduct cyber audits twice a year and report incidents within six hours of detection.

    Securities / Derivatives

    BSEC Prepares to Allow Loss-making Startups to List on Bourses

    By Editors | 19/06/2022

    Rule changes will allow loss-making companies to determine their offer price premium based on projected business growth.

    Enforcement

    Malaysia SC Charges Former Investment Banker for Deception

    By Editors | 19/06/2022

    The former Hong Leong investment banker deceived four investors into investing in investment schemes that in reality did not exist, the SC said.

    Market Infrastructure

    HKEX to Host Preparatory Workshops for New FINI Platform

    By Editors | 17/06/2022

    HKEX will explain the API development requirements for the new IPO settlement platform, set to launch in June 2023.

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