AI Risk & Governance

    Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.

    AI Risk & Governance

    AI is Bringing a Generational Change to the RegTech Industry

    By Lukas Petrikas | 07/01/2021

    Artificial intelligence can bring a generational change to the RegTech industry as it strengthens and enhances regulatory and supervisory capabilities, says HKEX’s Lukas Petrikas.

    AI Risk & Governance

    MAS Announces Completion of Phase One of Veritas Initiative

    By Editors | 06/01/2021

    The first phase of Veritas resulted in the development of a fairness assessment methodology based on the FEAT principles for two use cases.

    Operational Risk

    HKMA Outlines Regtech Use Cases for Pandemic Environment

    By Editors | 18/12/2020

    In its fifth issue of ‘Regtech Watch’, the HKMA outlines four potential regtech use cases relevant to the pandemic environment.

    Anti-Money Laundering

    Korea’s FIU Upgrades AML System to Boost Processing Capacity

    By Editors | 17/12/2020

    The upgraded AML system has increased KoFIU’s processing capacity by about five times, helping it address an increasing number of suspicious transaction reports it receives.

    KYC & CDD

    Regulation Asia Awards for Excellence 2020 – Results Announcement

    By Editors | 15/12/2020

    Regulation Asia held its third annual Awards ceremony on 15 December 2020 to recognise those in the industry that have helped address changing regulatory requirements in Asia Pacific over the past year.

    Market Abuse

    NICE Actimize Awarded Best Solution in Market & Trading Surveillance

    By Editors | 15/12/2020

    NICE Actimize uses artificial intelligence and analytics to spot market abuse, conduct risk and suspicious communications early on, thereby preventing reputational, financial and regulatory risk.

    Capital Adequacy

    Wolters Kluwer Awarded Best Solution in Regulatory Reporting

    By Editors | 15/12/2020

    Wolters Kluwer provides an integrated regulatory reporting solution that combines bank data into a single source to ensure consistency and accuracy of reported data.

    Anti-Money Laundering

    Tookitaki Recognised for Innovative Use of AI & Machine Learning

    By Editors | 15/12/2020

    Tookitaki uses automated machine learning to fundamentally change the way financial institutions use typologies to detect financial crime.

    Cloud & Infrastructure

    Vizor Recognised for API Innovation and Regulatory Reporting Solution

    By Editors | 15/12/2020

    Vizor Software was launched a Reporting API that allows FIs to consume machine-readable reporting rules and data models directly from regulators.

    AI Risk & Governance

    Apiax Named ‘One to Watch’ in Compliance Automation

    By Editors | 15/12/2020

    Apiax was recognised for technology that enables financial institutions to turn complex regulations into digital compliance rules.

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