AI Risk & Governance

    Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.

    Anti-Money Laundering

    RegTech Asia 2020: Enhancing Transaction Monitoring

    By Editors | 07/10/2020

    How is the financial industry using AI/machine learning and data analytics to enhance typically rule-based transaction monitoring systems?

    AI Risk & Governance

    BIS Innovation Hub Announces G20 TechSprint Winners

    By Editors | 07/10/2020

    FNA won the dynamic information-sharing category; Tookitaki won in the monitoring and surveillance category; ISDA and REGnosys won the regulatory reporting category.

    Structural Regulation

    Fusion Bank Kicks Off Virtual Banking Soft Launch

    By Manesh Samtani | 05/10/2020

    Under the HKMA’s sandbox, Fusion Bank will provide savings and time deposits, local fund transfers, payments, and become the first virtual bank to offer FX services.

    Cloud & Infrastructure

    Sri Lanka: CBSL to Introduce Fintech Regulatory Framework

    By Duruthu E Chandrasekera | 05/10/2020

    The central bank set up a fintech sandbox in February but no companies have applied to participate so far, officials told Regulation Asia.

    KYC & CDD

    RegTech Asia 2020: Digital Identity, Benefits & Challenges

    By Editors | 05/10/2020

    How can digital identity enable real-time risk management, what are its other use cases, and what are the challenges to adoption?

    KYC & CDD

    RegTech Asia 2020: Digital KYC, Onboarding & Authentication

    By Editors | 04/10/2020

    Digital transformation has accelerated in financial services amid the pandemic. But it has not come without risks.

    Trading & Investment

    SGX RegCo Publishes Regulatory Guide on Algorithmic Trading

    By Manesh Samtani | 02/10/2020

    The guide describes the governance, risk controls, and development and testing process that SGX members should have in place when using algorithms in trading.

    Trading & Investment

    RegTech Asia 2020: Trade Surveillance and Monitoring

    By Editors | 30/09/2020

    What has the increased use of new client communication modalities to facilitate trading amid the pandemic meant for market surveillance and regulatory compliance?

    AI Risk & Governance

    RegTech Asia 2020: Trends, Review and Outlook

    By Editors | 28/09/2020

    How has the regtech industry has weathered the Covid-19 storm and provided support to global initiatives designed to keep our economies moving?

    KYC & CDD

    HKMA Issues Guidance on Remote Onboarding of Corporate Clients

    By Editors | 25/09/2020

    Onboarding processes should be designed reflecting the principle that CDD is not merely a document collection exercise, the HKMA says.

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