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Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.
Conduct, Culture & Accountability
ASIC Event Features Regtech Use for Monitoring Financial Promotions
By Manesh Samtani | 06/08/2019
ASIC’s ‘Regtech Monitoring Financial Promotions’ symposium was the first in what will be a series of sessions aimed at working with the industry to solve compliance challenges with technology.
Market Abuse
Thailand SEC to Incorporate AI in Price Manipulation Probes
By Editors | 02/08/2019
Existing investigation and fact-finding procedures currently take 1.5 years before civil sanctions or penalties are imposed.
Cloud & Infrastructure
SFA, AFIN Agree to Jointly Promote Fintech Marketplace APIX
By Editors | 24/07/2019
The Singapore Fintech Association will leverage its network to promote the APIX platform to fintech firms worldwide, while AFIN connects banks with fintechs through the platform.
Anti-Money Laundering
OCBC to Speed Up Police Investigations with Automated Data Retrieval
By Editors | 11/07/2019
OCBC Bank and the Singapore Police Force are collaborating on a new project to reduce the amount of time it takes for investigators to access banking information to just 1-2 days.
Cloud & Infrastructure
BIS ‘Innovation Hub’ to Set Up in Hong Kong, Singapore
By Editors | 02/07/2019
The BIS Innovation Hub will foster collaboration between central banks and, by extension, help the private sector fully realise ‘new economy’ opportunities.
AI Risk & Governance
Building Ethical AI into Banking Innovations
By Scott Zoldi | 01/07/2019
FICO’s chief analytics officer Scott Zoldi discusses his patent work aimed at achieving the explainability, transparency and auditability regulators demand of AI models.
Trading & Investment
NZX Has Enhanced its Surveillance Function, says FMA
By Editors | 30/06/2019
The NZX improved its market surveillance function in response to last year’s FMA review. It is also planning to complete a trading system upgrade next year, using NASDAQ technology.
Cloud & Infrastructure
GFiN Publishes Report Reflecting on First Year of Work
By Editors | 27/06/2019
The Global Financial Innovation Network has published a report reflecting on its work over the past year, and its ambitions for the future.
Capital Adequacy
BCBS Agrees to Revise Leverage Ratio, Disclosure Requirements
By Editors | 21/06/2019
Margin received from clients allowed to offset cleared derivatives exposure used to calculate leverage ratio. New disclosure requirements will address leverage ratio window dressing.
AI Risk & Governance
Korea FSS to Use Artificial Intelligence for PE Fund Screening
By Editors | 20/06/2019
The proposed AI system will be used to analyse the terms and conditions of new private equity fund contracts to increase screening speed and efficiency.
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