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Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.

AI Risk & Governance
CFTC Issues Advisory on Use of AI by Regulated Entities
By Nithya Subramanian | 06/12/2024
The advisory is intended to remind market participants of their regulatory obligations as they begin to develop and implement AI.

AI Risk & Governance
MAS Issues Information Paper on AI Model Risk Management
By Nithya Subramanian | 06/12/2024
The paper sets out good practices for managing risks associated with AI, including GenAI, based on a thematic review of banks’ practices.

Cybersecurity
EU Adopts New Legislative Package to Strengthen Cyber Resilience
By Thisanka Siripala | 06/12/2024
The legislation will establish a pan-European ‘cybersecurity alert system’ and a ‘cybersecurity emergency mechanism’ to enhance the EU’s response capabilities.

Trading & Investment
Thai Stock Exchange Unveils New Three-year Strategic Roadmap
By Editors | 04/12/2024
The roadmap includes a value-creation platform for listed companies, extended trading hours for certain products, and a platform enabling retail access to government bonds.

Fraud, Scams & Cybercrime
FBI Issues Alert on Use of GenAI for Sophisticated Scams
By Thisanka Siripala | 04/12/2024
The alert includes specific examples of how criminals are exploiting GenAI in fraud schemes to raise public awareness and encourage vigilance

AI Risk & Governance
DBS, EnterpriseSG, IMDA Launch Programme to Upskill SMEs on GenAI
By Nithya Subramanian | 03/12/2024
The programme offers SMEs a “structured, simplified approach” to discover use cases and practical applications of GenAI solutions for their business operations.

Fraud, Scams & Cybercrime
India: RBIH Wants Banks to Use AI to Detect Mule Accounts
By Editors | 03/12/2024
The Reserve Bank Innovation Hub is reportedly in talks with ten public and private banks about adopting its “Mulehunter.Ai” tool to identify mule accounts.

PEPs & Sanctions
US Targets China Chip Production With New Export Controls
By Editors | 03/12/2024
The controls aim to further impair China’s ability to procure and produce technology for its military modernisation, WMD programmes, and ability to repress human rights.

Cybersecurity
UK Launches AI Security Research Lab to Defend Against Cyber Threats
By Thisanka Siripala | 02/12/2024
The Lab will seek collaboration with the Five Eyes members to defend against the use of AI for malicious purposes, including attempts by Russia and North Korea.

AI Risk & Governance
HKUST Launches New GenAI Platform for Financial Sector
By Sanday Chongo Kabange | 29/11/2024
HKUST’s new InvestLM, designed to support the financial services industry, is available through the HKMA’s GenAI Sandbox.
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