AI Risk & Governance

    Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.

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    Structural Regulation

    SEBI to Revamp Rules for Investment Advisors, Research Analysts

    By Ajoy K Das | 08/08/2024

    Eligibility requirements for registration are being relaxed. Additional disclosure will be required for IAs/RAs that use AI tools.

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    AI Risk & Governance

    US Lawmakers Introduce Regulatory Sandbox Bill for AI

    By Editors | 08/08/2024

    The legislation would require the Fed, SEC, OCC, CFPB, FDIC, FHFA, and NCUA to establish regulatory sandboxes for AI experimentation.

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    Anti-Money Laundering

    The Case for Change: Leveraging GenAI in Anti-Financial Crime

    By Bradley Maclean | 07/08/2024

    GenAI’s emergence will revolutionise financial crime prevention, but a balanced approach that includes strict oversight will be key to maximising its benefits.

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    AI Risk & Governance

    SEBI to Overhaul Approval Process for IPOs Using AI

    By Ajoy K Das | 06/08/2024

    A “template fill-in-the-blank IPO document” will be introduced and AI-based tools will be used to review the documents.

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    Cybersecurity

    MAS Paper Warns FIs of Cyber Risks Arising from GenAI

    By Ranamita Chakraborty | 04/08/2024

    The paper focuses on deepfakes, GenAI-enabled phishing, AI-powered malware, data leakage and output manipulation.

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    AI Risk & Governance

    SEBI Launches AI-enabled Chatbot to Address Investors’ Queries

    By Ajoy K Das | 31/07/2024

    The chatbot can currently answer questions relating to the securities market, the latest master circulars, and the grievance redressal process.

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    AI Risk & Governance

    Regulating GenAI: New Tools, Old Challenges

    By Bradley Maclean | 30/07/2024

    Striking the right balance between automation and human expertise is vital to ensure the effective use of GenAI technology.

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    AI Risk & Governance

    Malaysia Launches First Skills Framework for Financial Sector

    By Jaya Prakash Balakrishnan | 25/07/2024

    The framework identifies job roles and skills in high demand as well as career development pathways and capacity building programmes.

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    Clearing & Post-Trade

    ISDA Calls for Greater Digitisation of Derivatives Documentation

    By Ranamita Chakraborty | 24/07/2024

    An industry survey has revealed that the average time taken to negotiate derivatives documents hasn’t fallen since 2006.

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    AI Risk & Governance

    US, European Competition Regulators Sign AI Agreement

    By Nithya Subramanian | 24/07/2024

    Given the rapid growth of AI, authorities will work to ensure effective competition as well as fair and honest treatment of consumers and businesses.

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