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Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.

Emerging Prudential Risks
Digitisation of Finance Can Create and Amplify Risks: BCBS
By Nithya Subramanian | 17/05/2024
New BCBS report offers recommendations for banks to consider to mitigate digitalisation-related risks.

AI Risk & Governance
Singapore to Boost Attractiveness of Accountancy Sector
By Nithya Subramanian | 15/05/2024
Accountancy Workforce Review Committee offers recommendations to build a sustainable pipeline of talents in the accountancy sector.

Market Abuse
FCA Offers Recommendations on Avoiding Surveillance Failures
By Manesh Samtani | 14/05/2024
The FCA says failures of market abuse surveillance are often caused by faulty implementation, bugs, and incomplete data ingestion.

AI Risk & Governance
Australia FSC Forms Expert Group on ‘Digital Advice’
By Sanday Chongo Kabange | 13/05/2024
The expert group will support financial advice reforms and the development and growth of the digital advice sector.

AI Risk & Governance
China, France Commit to Jointly Address AI Risks
By Editors | 10/05/2024
The two countries jointly commit to promoting safe, secure, and reliable AI systems for the “common good”.

Cloud & Infrastructure
FSC Korea Enhances Regulatory Sandbox Mechanism
By Editors | 09/05/2024
The FSC is scrapping some requirements to expedite the sandbox’s application, review and approval processes.

Sustainable Finance
Singapore, UK to Boost Fintech, Green Finance Cooperation
By Nithya Subramanian | 09/05/2024
MAS and HM Treasury will collaborate to develop and finance green finance and energy transition projects in APAC.

AI Risk & Governance
OECD Updates AI Principles to Address Safety Concerns
By Mark Johnston | 08/05/2024
The OECD has updated its AI Principles to mitigate risks and prevent bias, discrimination, and misinformation.

AI Risk & Governance
CFTC Publishes Report on Responsible AI in Markets
By Manesh Samtani | 07/05/2024
The report offers five recommendations on how the CFTC should safeguard financial markets from AI-related risks.

AI Risk & Governance
US CFTC Appoints First-Ever Chief AI Officer
By Sanday Chongo Kabange | 03/05/2024
The role will involve leading the development of the CFTC’s enterprise data and AI strategy and advancing its data-driven capabilities.
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