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Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.

AI Risk & Governance
Tiger Brokers Tests ‘TigerGPT’ Chatbot as Investment Assistant
By Editors | 14/04/2023
The OpenAI-powered chatbot is said to be the “first deployment of an AI investment assistant in the brokerage industry”.

Climate Risk
Blockchain Can Revolutionise Energy Sector – WEF Report
By Editors | 13/04/2023
The report offers guidance on conducting impact assessments of blockchain projects that encompasses environmental, social and economic impacts.

AI Risk & Governance
Italy ChatGPT Ban Prompts Broader Scrutiny of AI Tools
By Manesh Samtani | 12/04/2023
Taiwan is exploring the use of AI tools by banks. China has issued draft rules for AI development. The US is exploring accountability mechanisms for AI systems.

Cloud & Infrastructure
BNM Proposes to Introduce ‘Green Lane’ for FinTech Sandbox
By Editors | 06/04/2023
The ‘Innovation Green Lane’ will offer a more risk-proportionate and accelerated pathway for innovative solutions by financial institutions with strong risk management capabilities.

AI Risk & Governance
Adopting Artificial Intelligence in Finance
By Larry Cao | 04/04/2023
CFA Institute’s Larry Cao discusses the opportunities and challenges of adopting AI tech in the investment industry.

AI Risk & Governance
UK Promises ‘Adaptable Approach’ to Regulating AI
By Sanday Chongo Kabange | 29/03/2023
Five principles will guide the use of artificial intelligence in the UK. In future, a statutory duty may require regulators to have due regard to the principles.

Cloud & Infrastructure
ASX Forms New Unit to Focus on Technology & Data
By Sanday Chongo Kabange | 18/03/2023
ASX says the introduction of a CIO role and the creation of a new technology unit will allow a greater focus of efforts on data and technology innovation.

Cybersecurity
CFTC Unveils Newly Constituted Tech Advisory Committee
By Editors | 14/03/2023
Carole House from Terranet Ventures and Ari Redbord from TRM Labs will serve as committee chair and vice chair, respectively.

Fraud, Scams & Cybercrime
Chinese Bourses Look to Tech to Combat Fraud in Markets
By Editors | 13/03/2023
The SZSE has been testing technology from an analytics firm to detect fraud and vet listings, while the SSE is proposing the use of big data and AI.

Cloud & Infrastructure
Korea to Creates Fund to Drive Metaverse Related Initiatives
By Editors | 13/03/2023
The government is inviting investment management companies to help operate the Metaverse Fund, offering special performance incentives.
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