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Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.
Market Abuse
SEBI Probes Investment Banks Over Possible Insider Trades
By Editors | 27/03/2022
SEBI’s new AI-based surveillance systems have detected possible insider trades by related parties of investment bankers.
AI Risk & Governance
Guangzhou to Pilot Regulatory Sandbox for Capital Markets
By Editors | 26/03/2022
Applications from capital markets firms looking to participate in the fintech regulatory sandbox are being accepted until 15 April 2022.
Cloud & Infrastructure
Taiwan FSC Asks Banks to Automate Reporting Workflows
By Editors | 23/03/2022
All domestic and foreign banks are asked to integrate APIs in their workflows for reporting financial statements from January 2023.
AI Risk & Governance
Japan FSA Progresses Work on AI-based Translation System
By Editors | 19/03/2022
Translated financial documents were used as training data for the AI system, helping to improve the efficiency and accuracy of translations between Japanese and English.
AI Risk & Governance
BCBS Assesses Bank Use of AI & Machine Learning
By Editors | 18/03/2022
The BCBS is exploring banks’ use of AI/ML, specifically in the areas of explainability, governance, and resilience and financial stability.
Data Privacy
UK, Singapore Bolster Cooperation on Data Flows, Financial Services
By Editors | 01/03/2022
The UKSDEA promotes free flows of data between the UK and Singapore including in financial services. Both countries will work towards recognising each other’s digital identity systems.
Cloud & Infrastructure
HKMA, PBOC Invite Firms to Test Fintech Initiatives Across GBA
By Editors | 21/02/2022
The objective of the link is to provide a “one-stop platform” to allow FIs and technology firms to pilot test their cross-boundary fintech initiatives, concurrently in Hong Kong and GBA cities.
Anti-Money Laundering
In Conversation With Siddhant Sahai, Deutsche Bank
By Bradley Maclean | 15/02/2022
Siddhant Sahai says a greater focus on inter-bank relationship monitoring and timely sharing of information are needed to truly address financial crime risks.
AI Risk & Governance
Singapore Gets New Methodologies to Assess Responsible AI Use
By Editors | 06/02/2022
A new open-source software toolkit has also been published to enable financial institutions to automate the fairness metrics assessment.
AI Risk & Governance
Evolving AI Risks and Regulations in Singapore and the EU
By Peiying Chua | 31/01/2022
Peiying Chua explains how financial institutions can ensure their implementation of AI does not run afoul of lawmakers and regulators.
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