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Coverage of regulatory trends, risks, and innovations in the adoption of cloud services and critical infrastructure for financial institutions.
Data Privacy
RegTech Asia 2020: Regulatory Reporting & Data Management
By Editors | 01/10/2020
How have regulatory reporting requirements been changing in APAC, and what has this meant for data management practices at financial institutions?
Payments & Settlements
SAFE Eases Administrative Burden of Bank Statistical Reporting
By Editors | 01/10/2020
Rule revisions relax requirements for banks to print foreign payment and collection vouchers, while also clarifying electronic forms and vouchers may be used in submissions.
Anti-Money Laundering
HKMA to Enhance AML/CFT Supervision Through Data & Tech
By Manesh Samtani | 29/09/2020
The HKMA intends to increase its engagement and data collection, make better use of data, and utilise suptech tools to enhance its AML/CFT supervision.
Liquidity Risk
RegTech Asia 2020: Liquidity Risk During a Crisis
By Editors | 29/09/2020
How has Covid-19 impacted liquidity risk management at banks, and how they can better prepare for future market volatility and ongoing credit demands?
KYC & CDD
GLEIF Defines New Framework to Simplify, Accelerate LEI Issuance
By Manesh Samtani | 29/09/2020
Many of the labor intensive and time-consuming procedures performed to obtain an LEI are the same as those performed by the FI during onboarding.
AI Risk & Governance
RegTech Asia 2020: Trends, Review and Outlook
By Editors | 28/09/2020
How has the regtech industry has weathered the Covid-19 storm and provided support to global initiatives designed to keep our economies moving?
Cryptocurrency
EU Unveils Digital Finance Strategy, Crypto-asset Framework
By Manesh Samtani | 27/09/2020
The package consists of a digital finance strategy, a retail payments strategy, and legislative proposals for regulating the crypto-asset sector.
Supervision & Enforcement
Korea, Thailand Sign MoU on Financial Services Regulation
By Sanday Chongo Kabange | 25/09/2020
The agreement will help enhance supervisory efficiency and promote innovation through experience sharing, technical assistance and exchange of information.
Cybersecurity
SFC Identifies Cybersecurity Deficiencies at Internet Brokers
By Editors | 23/09/2020
The SFC found deficiencies relating to two-factor authentication, data encryption, session timeout, monitoring and surveillance, among other areas.
Clearing & Post-Trade
Riding the Tech Wave in a Volatile Derivatives Market
By John Omahen | 23/09/2020
A surge in trading volumes has highlighted the need for brokerage firms to re-engineer their businesses for the future, writes John Omahen at FIS.
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